Roch R. Tranel
LIBERTY ONE INVESTMENT MANAGEMENT
Libertyville, IL 60048
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CRD#: 1957486
Professional summary
Roch Richard Tranel, CFP® is a registered financial advisor currently at LIBERTY ONE INVESTMENT MANAGEMENT located in Libertyville, Illinois and THE TRANEL GROUP, LLC located in Libertyville, Illinois.
Roch is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Roch has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Social Security Planning
Investment Planning
Retirement Planning
Education Planning
Retirement Income Management
Comprehensive Financial Planni...
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Tranel Financial Group, LTD., 1509 north Milwaukee avenue, Libertyville, IL 60048 CEO, owner, marketing name and financial professional coaching - 20 hours a week. All during securities trading hours. 2. Paint The Town Foundation, Corp., Non-Profit Organization, Director, 1 hour a year not during securities trading hours. 3. Enjoy A Better Life Foundation, Corp., Non-Profit Organization, Director, General Operations and Oversight, 1 hour a year not during securities trading hours. 4. Destination Tranel, LLC, Owner/Shareholder, Marketing, 1 hour a year not during securities trading hours. 5. Author of 3 books: "The Friend Economy", "Sunny Side Up" and "Eight Things I Wish I Knew Before I Retired", teaching/coaching, marketing and distribution of the book, non-investment related, 2 hours a month during securities trading hours. 6. Founders 55, NFP, Inc., Non-Profit Organization, non-investment related business, director, 0-10% of the time conducting this activity. 7. Liberty One Investment Management, LLC, Registered Investment Adviser (RIA) Firm - CEO, Investment Advisor. Responsible for managing the legal structure of Liberty One. Investment committee member. Oversees key leadership components. Works alongside various employees of Liberty One in a coaching and leadership capacity. 25% of Roch's time is spent fulfilling his Liberty One responsibilities. 8. Liberty One Research, LLC, Owner, Sale of Investment Research. Investment Related, 1-20% time spent on activity during securities hours. 9. The Research Group Inc., Non-operating business. Mailing purposes only. Officer, Non-investment related, 0-5% time spent on activity during non-securities hours. 10. Reality Check My Investments, LLC, Owner, inactive entity/reserved name, Non-investment related, 1-20% time spent on activity during securities trading hours. 11. 818, Inc., Holding Company. Owner, Non-investment related, 0-10% time spent on activity during securities trading hours. 12. Warhawk One Capital, LLC, Owner, Investment related, 1-20% time spent on activity during securities trading hours. 13. Expanding Happiness, LLC, Rental Real Estate Property Holding Company. Owner, Non-investment related, 1-10% time spent on activity during non-securities trading hours. 14. T8, Rental Property. Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs. 15. Independent Insurance Agent; Investment Related; 0-10% time spent on activity during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Roch Richard Tranel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
June 21, 2019 - Present
LIBERTY ONE INVESTMENT MANAGEMENT
Office #1: 1509 N. Milwaukee Ave., Libertyville, IL 60048RIA
CRD#: 304290
Libertyville, IL
Current
August 21, 2023 - Present
THE TRANEL GROUP, LLC
Office #1: 1509 N. Milwaukee Ave, Libertyville, IL 60048RIA
CRD#: 327747
Libertyville, IL
Past
April 30, 1998 - October 21, 2022
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
LIBERTYVILLE, IL
Past
July 31, 1990 - October 21, 2022
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
LIBERTYVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LO
LIBERTY ONE INVESTMENT MANAGEMENT
LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC
CRD#: 304290 / SEC#: 801-116826
RIA
Registered Investment Advisory firm - (6/21/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/21/2019)
IAR
Oklahoma(12/20/2024)
IAR
Wisconsin(3/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LO
LIBERTY ONE INVESTMENT MANAGEMENT
LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC
CRD#: 304290 / SEC#: 801-116826
RIA
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Contact information
Main Address
1509 N. Milwaukee Ave., Libertyville, IL 60048
Mailing Address
Phone number
(847) 680-9255
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17,279 |
| AUM (Assets Under Management) | $ 2,378,579,630 |
Red Flags
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