Joseph F. Maly
Professional summary
Joseph Francis Maly JR, who also goes by Joe Maly, Joseph Maly, Joseph Francis Maly, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 6 firms and has passed the Series 63, Series 79TO, Series 72, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Francis Maly JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2023 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020January 5, 2021 - December 31, 2022
FOUR POINTS CAPITAL PARTNERS LLC
September 29, 2014 - January 22, 2019
SEAPORT GLOBAL SECURITIES LLC
March 31, 2010 - September 29, 2014
GLOBAL HUNTER SECURITIES, LLC
July 29, 2008 - January 20, 2009
LARKSPUR CAPITAL CORPORATION
January 1, 1992 - January 17, 2008
JEFFERIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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