SB
Steven D. Burt
CENTAURUS FINANCIAL
Fremont, MI 49412
Some features on this profile are disabled
CRD#: 1955116
SB
Professional summary
Steven Duane Burt, who also goes by Steven D Burt, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Fremont, Michigan.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven D Burt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LAKESHORE PROPERTIES OF LUDINGTON, LLC, INVESTMENT RELATED, 5784 W. US 10 LUDINGTON, MI 49431 & 807 E. FILER ST., LUDINGTON, MI 49431, LEASE OF RESIDENTIAL/COMMERICIAL PROPERTY, MEMBER, SINCE 5/28/2014, DEVOTED TIME IS 5 HRS A MONTH, PAY THE BILLS, DEPOSIT THE RENTS, AND FILE THE TAX RETURN. 2. BOIS BLANC VINEYARD, LLC, NON-INVESTMENT RELATED, 51 ROCKY ROAD, VOIS BLANC ISLAND, MI 49775, PRODUCTION OF GRAPES TO SELL FOR WINE IN 4-5 YEARS, MEMBER, SINCE 1/1/2014, DEVOTED TIME IS 13 HRS A MONTH. PARTNER, 3. MEMBER, HARDY GROCERY, LLC, 7607 E. 36TH ST., NEWAYGO, MI 49337. NON INVESTMENT RELATED SINCE 02/2004 & I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. BOOKKEPPING & MANAGEMENT. 4. SECRETARY, PIZZA NOTIONS, INC. 1042 W. MAIN, FREMONT, MI 49412. NON INVESTMENT RELATED SINCE 08/1994 & I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. I GIVE ADVISE TO OWNER/PRESIDENT WHO IS MY SPOUSE. 5. MEMBER, BOSS PROPERTIE,LLC, 1843 S. BALDWIN AVE., FREMONT, MI 49412. NON INVESTMENT SINCE 01/2002 & I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. CASH CROPING & FARMLAND RENTAL. BEEF & COMMERCIAL LAND LEASE. 6. MEMBER, S-M BURT PROPERTIES, LLC., 5829 W. 32ND ST., FREMONT, MI 49412. NON INVESTMENT SINCE 08/2006 & I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. RENTAL PROPERTIES RESIDENTIAL & COMMERCIAL. 7. SPOUSE OF OWNER/SPANKY'S PIZZA OF LUDINGTON, 4743 W. US. HWY 10, #7, LUDINGTON, MI 49431. NON INVESTMENT RELATED SINCE 08/2006 & I SPEND APPROX. 1 HOUR PER MONTH ON THIS ACTIVITY. ASSIST. SPOUSE WITH MANAGEMENT DECISIONS. 8. STEVEN D. BURT POSITION: Enrolled Agent NATURE: I can answer any questions or represent clients to the internal revenue service without the client being present. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/28/1984 ADDRESS: 38 E. Sheridan, Fremont MI 49412, United States DESCRIPTION: represent clients being audited in front of the internal revenue service. This includes document/data collecting, audit preparation, and audit presentations to the IRS on behalf of clients. 9. OOSTING, BURT & ASSOCIATES LLP POSITION: Partner/Member NATURE: DBA for marketing purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 38 E. Sheridan, Fremont MI 49412, United States DESCRIPTION: DBA for marketing purposes only. 10. OOSTING, BURT & ASSOCIATES LLP POSITION: Member/Partner NATURE: Tax preparation as a consultant and accountant. Payroll as a accounting professional. INVESTMENT RELATED: No NUMBER OF HOURS: 172 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1990 ADDRESS: 38 E. Sheridan, Fremont MI 49412, United States DESCRIPTION: I work with clients and prepare tax returns, accounting for businesses, and payroll. Tax preparation includes meeting with clients, acquiring appropriate documentation and data to complete their tax returns before the deadline. For accounting, we prepare financial statements, reconcile banks, and assess figures from the data the clients provide on a monthly basis. For payroll, we acquire compensation and hours from clients employees to issue checks or make direct deposits based on their pay.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Duane Burt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Steven Duane Burt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 38 E. Sheridan, Fremont, MI 49412RIA
BD
CRD#: 30833
Fremont, MI
Current
October 18, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 38 E. Sheridan, Fremont, MI 49412RIA
BD
CRD#: 30833
Fremont, MI
Past
January 30, 2009 - October 18, 2010
USA WEALTH MANAGEMENT LLC
RIA
CRD#: 122082
FREMONT, MI
Past
September 27, 2006 - October 18, 2010
USA ADVANCED PLANNERS INC.
BD
CRD#: 131282
FREMONT, MI
Past
October 2, 2000 - September 15, 2006
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
ADA, MI
Past
July 2, 1999 - October 5, 2000
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
July 25, 1989 - July 6, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/2/2024)
RR
Michigan(10/18/2010)
IAR
Michigan(10/18/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
