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Steven Duane Burt

CENTAURUS FINANCIAL
FREMONT, MI
·CRD# 1955116·37 years registered

Professional Summary

Steven Duane Burt, who also goes by Steven D Burt, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Fremont, Michigan. Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven D Burt

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years registered in the securities industry

Current & Past Employments

Current

CENTAURUS FINANCIAL, INC.Current·CRD# 30833
RIA
BD
38 E. Sheridan, Fremont, MI 49412
October 18, 2010 - Present
CENTAURUS FINANCIAL, INC.Current·CRD# 30833
RIA
BD
38 E. Sheridan, Fremont, MI 49412
October 18, 2010 - Present

Past

USA WEALTH MANAGEMENT LLCPast·CRD# 122082
RIA
Fremont, MI
January 30, 2009 - October 18, 2010
USA ADVANCED PLANNERS INC.Past·CRD# 131282
BD
Fremont, MI
September 27, 2006 - October 18, 2010
USA FINANCIAL SECURITIES LLCPast·CRD# 103857
BD
Ada, MI
October 2, 2000 - September 15, 2006
USALLIANZ SECURITIES, INC.Past·CRD# 40875
BD
Minneapolis, MN
July 2, 1999 - October 5, 2000
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Dallas, TX
July 25, 1989 - July 6, 1999

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Current Firm

CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone Number

(714) 456-1790

Established

California since 08/27/1992

Firm Type

Corporation

Fiscal Year End

April

Firm Size

Large

# of Employees

571

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/28/2026)

Direct owners and executive officers

NamePositionCRD#
FEDERATION OF FINANCIAL SERVICESOWNER—
KREMER, STEPHEN MARKOWNER1188829
RUBINO, MICHAEL PETEROWNER1188940
DUHOVIC, JEROME VICTORCHIEF COMPLIANCE OFFICER2123754
DUHOVIC, JEROME VICTORDIRECTOR/EVP2123754
KING, JAMES RONALD SRDIRECTOR/CHAIRMAN OF THE BOARD/CEO269927
KING, PAUL JDIRECTOR/GENERAL COUNSEL5017845
KING, WESTLEY HAYESDIRECTOR/PRESIDENT2527676
LEJMAN, SHERI JSVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL—

Regulatory Assets Under Management

Total Number of Accounts

45,336

AUM (Assets Under Management)

$9,740,127,253

Disclosures

Regulatory Event

19

Arbitration

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LAKESHORE PROPERTIES OF LUDINGTON, LLC, INVESTMENT RELATED, 5784 W. US 10 LUDINGTON, MI 49431 & 807 E. FILER ST., LUDINGTON, MI 49431, LEASE OF RESIDENTIAL/COMMERICIAL PROPERTY, MEMBER, SINCE 5/28/2014, DEVOTED TIME IS 5 HRS A MONTH, PAY THE BILLS, DEPOSIT THE RENTS, AND FILE THE TAX RETURN. 2. BOIS BLANC VINEYARD, LLC, NON-INVESTMENT RELATED, 51 ROCKY ROAD, VOIS BLANC ISLAND, MI 49775, PRODUCTION OF GRAPES TO SELL FOR WINE IN 4-5 YEARS, MEMBER, SINCE 1/1/2014, DEVOTED TIME IS 13 HRS A MONTH. PARTNER, 3. MEMBER, HARDY GROCERY, LLC, 7607 E. 36TH ST., NEWAYGO, MI 49337. NON INVESTMENT RELATED SINCE 02/2004 & I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. BOOKKEPPING & MANAGEMENT. 4. SECRETARY, PIZZA NOTIONS, INC. 1042 W. MAIN, FREMONT, MI 49412. NON INVESTMENT RELATED SINCE 08/1994 & I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. I GIVE ADVISE TO OWNER/PRESIDENT WHO IS MY SPOUSE. 5. MEMBER, BOSS PROPERTIE,LLC, 1843 S. BALDWIN AVE., FREMONT, MI 49412. NON INVESTMENT SINCE 01/2002 & I SPEND APPROX. 5 HOURS PER MONTH ON THIS ACTIVITY. CASH CROPING & FARMLAND RENTAL. BEEF & COMMERCIAL LAND LEASE. 6. MEMBER, S-M BURT PROPERTIES, LLC., 5829 W. 32ND ST., FREMONT, MI 49412. NON INVESTMENT SINCE 08/2006 & I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. RENTAL PROPERTIES RESIDENTIAL & COMMERCIAL. 7. SPOUSE OF OWNER/SPANKY'S PIZZA OF LUDINGTON, 4743 W. US. HWY 10, #7, LUDINGTON, MI 49431. NON INVESTMENT RELATED SINCE 08/2006 & I SPEND APPROX. 1 HOUR PER MONTH ON THIS ACTIVITY. ASSIST. SPOUSE WITH MANAGEMENT DECISIONS. 8. STEVEN D. BURT POSITION: Enrolled Agent NATURE: I can answer any questions or represent clients to the internal revenue service without the client being present. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/28/1984 ADDRESS: 38 E. Sheridan, Fremont MI 49412, United States DESCRIPTION: represent clients being audited in front of the internal revenue service. This includes document/data collecting, audit preparation, and audit presentations to the IRS on behalf of clients. 9. OOSTING, BURT & ASSOCIATES LLP POSITION: Partner/Member NATURE: DBA for marketing purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 38 E. Sheridan, Fremont MI 49412, United States DESCRIPTION: DBA for marketing purposes only. 10. OOSTING, BURT & ASSOCIATES LLP POSITION: Member/Partner NATURE: Tax preparation as a consultant and accountant. Payroll as a accounting professional. INVESTMENT RELATED: No NUMBER OF HOURS: 172 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1990 ADDRESS: 38 E. Sheridan, Fremont MI 49412, United States DESCRIPTION: I work with clients and prepare tax returns, accounting for businesses, and payroll. Tax preparation includes meeting with clients, acquiring appropriate documentation and data to complete their tax returns before the deadline. For accounting, we prepare financial statements, reconcile banks, and assess figures from the data the clients provide on a monthly basis. For payroll, we acquire compensation and hours from clients employees to issue checks or make direct deposits based on their pay.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(1/2/2024)
RR
Michigan
(10/18/2010)
IAR
Michigan
(10/18/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1989About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Steven Duane Burt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Steven Duane Burt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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