Shauket Sherali
Professional summary
Shauket Sherali, who also goes by Seanstockman Sherally, Shauket Sherally, is a registered financial advisor currently at SPONDEO CAPITAL, LLC located in Los Angeles, California.
Shauket is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Shauket has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shauket Sherali's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2022 - Present
SPONDEO CAPITAL, LLC
October 10, 2011 - February 10, 2022
MORGAN STANLEY
August 8, 2011 - February 10, 2022
MORGAN STANLEY
July 3, 1989 - July 3, 1989
FORTRESS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/24/2022)
(6/9/2022)
Exams
Current Firm
SPONDEO CAPITAL, LLC
CRD#: 318353 / SEC#: 801-123104
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 15,576,191 |
Red Flags
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