Todd M. Brandt
Professional summary
Todd Michael Brandt is a registered financial professional currently at STATE STREET GLOBAL MARKETS, LLC located in Boston, Massachusetts.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1990. Todd has worked at 17 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Michael Brandt's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2024 - Present
STATE STREET GLOBAL MARKETS, LLC
Office #1: One Congress Street, Suite 1, Boston, MA 02114-2016April 14, 2020 - March 29, 2022
JEFFERIES LLC
June 9, 2015 - May 2, 2018
J.P. MORGAN SECURITIES LLC
July 7, 2011 - May 2, 2014
BARCLAYS CAPITAL INC.
March 13, 2006 - June 10, 2011
MORGAN STANLEY & CO. LLC
March 28, 2005 - March 21, 2006
UBS SECURITIES LLC
July 12, 2004 - February 15, 2006
UBS CAPITAL MARKETS L.P.
April 9, 2003 - July 9, 2004
INVEST FINANCIAL CORPORATION
March 24, 2000 - December 31, 2002
UBS CAPITAL MARKETS L.P.
March 26, 1998 - March 23, 2000
CHARLES SCHWAB & CO., INC.
February 20, 1997 - March 13, 1998
JW GENESIS CLEARING CORP.
July 22, 1996 - December 16, 1996
MORGAN STANLEY DW INC.
November 17, 1995 - June 3, 1996
UBS FINANCIAL SERVICES INC.
June 14, 1995 - October 24, 1995
PRUDENTIAL EQUITY GROUP, LLC
August 22, 1994 - October 25, 1994
GAIN SECURITIES
August 12, 1992 - July 27, 1994
AMERIPRISE ADVISOR SERVICES, INC.
January 8, 1991 - March 4, 1991
OSAIC WEALTH, INC.
April 24, 1990 - February 1, 1991
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/1/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852 / SEC#: , 8-69862
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FISCHER, MARTIN ROBERT | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1692872 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852Boston, MA 02114-2016TRUST BUT VERIFY
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