MS
Mark A. Sunberg
CETERA INVESTMENT ADVISERS
WOODBURY, MN
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CRD#: 1954461
MS
Mark Allen SunbergCETERA INVESTMENT ADVISERS
Professional summary
Mark Allen Sunberg is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Woodbury, Minnesota and CETERA WEALTH SERVICES, LLC located in Woodbury, Minnesota.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH WELLS FARGO INSURANCE SERVICES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY AND ANNUITIES; (2) NAME OF OTHER BUSINESS: RED'S SAVOY PIZZA ; INVESTMENT RELATED: NO ; ADDRESS: 143 SNELLING AVE N ST PAUL, MN 55104 ; NATURE OF BUSINESS: RESTAURANT ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER ; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: ENTERPRISE BUSINESS ; (3) NAME OF OTHER BUSINESS: DISCERNA CAPITAL INC ; INVESTMENT RELATED: NO ; ADDRESS: 17 MERILANE AVE, EDINA MN 55436 ; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP VP / BOARD OF DIRECTOR; APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY USE TO MAKE PRIVATE INVESTMENTS ; (4) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL., INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2010, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: SUNBERG CAPITAL PARTNERS, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Sunberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
WOODBURY, MN
Current
July 27, 2005 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
WOODBURY, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
February 16, 2001 - July 29, 2005
CRI SECURITIES, LLC
BD
CRD#: 22589
ST. PAUL, MN
Past
December 2, 1994 - July 29, 2005
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/18/2011)
RR
California(2/21/2023)
RR
Colorado(11/18/2015)
RR
Florida(10/7/2010)
RR
Georgia(10/23/2019)
RR
Idaho(5/18/2021)
RR
Illinois(8/4/2017)
RR
Indiana(8/17/2009)
RR
Iowa(1/9/2024)
RR
Kansas(10/2/2017)
RR
Maine(1/4/2024)
RR
Minnesota(7/27/2005)
IAR
Minnesota(6/29/2023)
RR
Missouri(1/9/2023)
RR
Montana(11/8/2023)
RR
Nebraska(4/4/2019)
RR
Nevada(9/22/2020)
RR
New Mexico(10/31/2022)
RR
North Carolina(2/3/2023)
RR
South Dakota(8/19/2021)
RR
Tennessee(10/13/2021)
RR
Texas(10/22/2009)
IAR
Texas(6/29/2023)
RR
Washington(3/22/2018)
RR
Wisconsin(10/6/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
