TS
Thomas M. Schreiner
ALLSTATE FINANCIAL ADVISORS
Parlin, NJ 08859-1926
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CRD#: 1953671
TS
Professional summary
Thomas Michael Schreiner, who also goes by Thomas Michael Schreiner, Thomas M Schreiner, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Parlin, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Parlin, New Jersey.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Michael Schreiner | Thomas M Schreiner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THOMAS SCHREINER POSITION: individual NATURE: Receive only trail commissions for products sold years ago. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2013 ADDRESS: 1037 Coolidge St, Westfield NJ 07090, United States DESCRIPTION: No duties or responsibilities. Only receiving trail commissions from products sold years ago. All appointments with the carriers have been dissolved and terminated. Therefore no new product sales can be made. SCHREINER AGENCY AND FINANCIAL SERVICES, INC POSITION: Owner NATURE: Trail commissions from previously sold products from Allstate approved vendors;Everlake Assurance Company (formerly Allstate Assurance Company), Everlake Life Insurance Company, Lincoln Benefit Life, Wilton Re (formerly Allstate Life Insurance Company of New York) or The Standard (formerly Allstate Benefits/American Heritage Life Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/16/2025 ADDRESS: 236 Ernston Rd Suite #1, Parlin NJ 08859, United States DESCRIPTION: Service accounts that are assigned to my Allstate agency.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Schreiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2021 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 236 Ernston Rd Ste 1, Parlin, NJ 08859-1926RIA
CRD#: 109524
Parlin, NJ
Current
August 18, 2021 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 236 Ernston Rd Ste 1, Parlin, NJ 08859-1926BD
CRD#: 18272
Parlin, NJ
Past
February 17, 2020 - January 25, 2021
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
July 13, 2016 - July 15, 2019
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Basking Ridge, NJ
Past
June 28, 2016 - July 15, 2019
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Basking Ridge, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(8/18/2021)
IAR
New Jersey(8/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Parlin, NJ 08859-1926TRUST BUT VERIFY
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