Paul H. Kuhn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Hubert Kuhn JR, who also goes by Paul Kuhn, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1989. Paul had worked at 3 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2004 - November 26, 2024
WOODMONT INVESTMENT COUNSEL, LLC
August 14, 2000 - October 18, 2000
UBS FINANCIAL SERVICES INC.
May 25, 1989 - August 14, 2000
J.C. BRADFORD & CO.
Primary Firm SEC Registration
WOODMONT INVESTMENT COUNSEL, LLC
CRD#: 109779 / SEC#: 801-57961
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODMONT INVESTMENT COUNSEL, LLC
CRD#: 109779 / SEC#: 801-57961
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,569 |
| AUM (Assets Under Management) | $ 1,742,857,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
