Eugene P. Etzel
Professional summary
Eugene P Etzel III, who also goes by Eugene Philip Etzel III, Gene Etzel III, Eugene P Etzel Iii, Eugene P Etzel, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bay Head, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Eugene has worked at 16 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eugene P Etzel III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
January 14, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917March 30, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 4, 2020 - November 11, 2021
CHELSEA FINANCIAL SERVICES
February 13, 2007 - March 8, 2018
SCOTTRADE, INC.
June 24, 2005 - October 5, 2006
TAFFERER TRADING, LLC
February 9, 2004 - April 14, 2004
TAFFERER TRADING, LLC
April 24, 2002 - September 12, 2002
E STREET ACCESS
July 6, 2000 - December 20, 2001
UBS CAPITAL MARKETS L.P.
July 25, 1996 - June 22, 2000
DONALD & CO. SECURITIES INC.
June 11, 1996 - July 16, 1996
FIRST NATIONAL EQUITY, CORP.
November 6, 1995 - April 26, 1996
MURIEL SIEBERT & CO., LLC
June 16, 1995 - November 6, 1995
FIRST NATIONAL EQUITY, CORP.
August 29, 1994 - November 16, 1994
NEBRASKA HUDSON COMPANY, INC.
October 20, 1992 - August 9, 1994
BROWNCO, LLC
April 24, 1992 - October 2, 1992
HIGHLANDER CAPITAL GROUP, INC.
December 21, 1989 - April 27, 1990
V P SECURITIES, INC.
August 24, 1989 - November 20, 1989
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/22/1999
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
