Ernest G. Pellegrino
Professional summary
Ernest G Pellegrino, who also goes by Ernest Pellegrino, is a registered financial professional currently at GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Ernest is registered as a RR (Registered Representative) and started their career in finance in 1989. Ernest has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ernest G Pellegrino's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2008 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701December 8, 2000 - October 31, 2008
FIRST MONTAUK SECURITIES CORP.
January 30, 1998 - December 6, 2000
COLEMAN & COMPANY SECURITIES, INC.
June 12, 1997 - January 21, 1998
REPUBLIC EQUITIES OF AMERICA LTD
January 16, 1995 - September 30, 1996
STATE CAPITAL MARKETS CORPORATION
March 12, 1993 - January 20, 1995
GRUNTAL & CO., L.L.C.
October 15, 1991 - April 6, 1993
LEHMAN BROTHERS INC.
June 20, 1989 - October 22, 1991
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2017)
(10/30/2008)
(10/30/2008)
(1/23/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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