Mark Schklar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Schklar was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1991. Mark had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2015 - May 17, 2016
RIDGEWAY & CONGER, INC.
November 21, 2012 - January 20, 2015
BB&T SECURITIES, LLC
January 5, 2006 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
January 3, 2002 - January 12, 2006
BERGEN CAPITAL, INC.
October 19, 2001 - December 7, 2001
WINDSOR STREET CAPITAL, LP
November 15, 2000 - October 19, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
October 12, 1993 - November 15, 2000
BIRCHTREE FINANCIAL SERVICES LLC
May 28, 1993 - August 27, 1993
DICKINSON & CO.
April 16, 1993 - May 7, 1993
J.C. BRADFORD & CO.
January 20, 1992 - April 20, 1993
HEIDTKE & COMPANY, INC.
June 13, 1991 - March 4, 1992
H. L. CAMP & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIDGEWAY & CONGER, INC.
CRD#: 113055 / SEC#: , 8-53291
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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