Christopher S. Clark
Professional summary
Christopher Steven Clark, who also goes by Chris Clark, Steven Christopher Clark, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Portland, Oregon.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1989. Christopher has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Steven Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2012 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 10220 Sw Greenburg Rd, Ste 380, Portland, OR 97223Office #2: 9171 Wilshire Blvd. Ste. 500, Beverly Hills, CA 90210February 18, 2020 - December 31, 2024
PAULSON INVESTMENT ADVISORS, LLC
February 27, 2018 - December 10, 2020
PAULSON INVESTMENT COMPANY LLC
November 16, 2010 - July 5, 2012
ADVANCED EQUITIES, INC.
November 16, 2010 - July 5, 2012
ADVANCED EQUITIES, INC.
August 16, 2010 - October 25, 2010
WELLS FARGO INVESTMENTS, LLC
August 16, 2010 - October 25, 2010
WELLS FARGO INVESTMENTS, LLC
April 27, 2004 - April 23, 2010
PHILLIPS & COMPANY
July 2, 1999 - March 16, 2001
WILLAMETTE SECURITIES, INC.
June 22, 1994 - April 23, 2010
PHILLIPS & COMPANY
August 23, 1993 - July 20, 1994
SENTRA SECURITIES CORPORATION
September 22, 1992 - September 2, 1993
PAULSON INVESTMENT COMPANY LLC
August 28, 1991 - September 29, 1992
BLACK & COMPANY, INC.
January 14, 1991 - September 13, 1991
LEHMAN BROTHERS INC.
June 20, 1989 - January 23, 1991
LIVINGSTON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2012)
(7/6/2012)
(9/6/2012)
(5/4/2017)
(8/1/2019)
(6/24/2013)
(9/6/2012)
(8/8/2012)
(8/26/2025)
(6/17/2025)
(7/11/2012)
(7/11/2012)
(7/11/2012)
(5/4/2017)
(7/3/2012)
(8/25/2025)
(7/3/2012)
(4/5/2022)
(8/21/2013)
(2/27/2013)
(10/4/2012)
(10/21/2020)
Exams
FINRA
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
