Kimberly Lynn Collins
Professional Summary
Kimberly Lynn Collins, who also goes by Kim Adams, Kimberly L Adams, Kimberly Lynn Adams, was a registered financial advisor. Kimberly was a previously registered financial professional and started their career in finance 1991 - 2018. Kimberly had worked at 21 firms and has passed the Series 99TO, SIE, Series 7 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kim Adams, Kimberly L Adams, Kimberly Lynn Adams
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST MATRIX INVESTMENT SERVICES | VINTAGE FINANCIAL SERVICES CORPORATION | UW INVESTMENT SERVICES | MOUNTAIN RIVER SECURITIES, INC. | MOUNTAIN RIVER SECURITIES | FIRST MATRIX INVESTMENT SERVICES CORP.
Contact Information
Established
Texas since 03/04/1994Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2003About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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