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Thomas George Pinou

ABRAHAM SECURITIES
GIG HARBOR, WA
·CRD# 1206949·31 years experience

Professional Summary

Thomas George Pinou is a registered financial advisor currently at ABRAHAM SECURITIES CORPORATION located in Gig Harbor, Washington. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1984. Thomas has worked at 19 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ABRAHAM SECURITIES CORPORATION·CRD# 13498
BD
3724 47th Street Ct, Gig Harbor, WA 98335
April 22, 2026 - Present
ABRAHAM SECURITIES CORPORATION·CRD# 13498
BD
Gig Harbor, WA
December 10, 2024 - March 17, 2026
SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
July 12, 2022 - December 9, 2024
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
BD
Scottsdale Az, AZ
January 7, 2020 - August 9, 2023
MOUNTAIN RIVER SECURITIES, INC.·CRD# 36937
BD
Denver, CO
May 30, 2018 - February 15, 2019
DEFILIPPO CAPITALE PARTNERS LLC·CRD# 164336
BD
Las Vegas, NV
April 23, 2018 - November 12, 2018
AEON CAPITAL INC·CRD# 164004
BD
Middletown, NJ
March 30, 2015 - April 25, 2018
M BARC INVESTMENT GROUP, INC.·CRD# 41082
BD
Middleton, WI
February 5, 2014 - January 29, 2016
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
April 16, 2013 - August 2, 2016
FOUR POINTS CAPITAL PARTNERS LLC·CRD# 43149
BD
Ridgewood, NJ
July 30, 2012 - June 21, 2013
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
June 27, 2012 - May 22, 2013
HALCYON CABOT PARTNERS, LTD.·CRD# 32664
BD
New York, NY
June 7, 2010 - September 11, 2014
PRIM SECURITIES, INCORPORATED·CRD# 30504
BD
Independence, OH
October 28, 2004 - July 3, 2006
ARJENT LTD.·CRD# 35909
BD
New York, NY
April 1, 2003 - April 23, 2004
CERIDIAN BROKER DEALER, INC.·CRD# 47901
BD
St Petersburg, FL
December 18, 2001 - March 20, 2006
SYNERGY CAPITAL I, LLC·CRD# 47965
BD
New York, NY
March 22, 2000 - January 3, 2005
RODMAN & RENSHAW, LLC·CRD# 16415
BD
New York, NY
December 1, 1998 - August 16, 2011
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
December 10, 1996 - March 17, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
November 20, 1986 - December 10, 1987
CRALIN & CO., INC.·CRD# 7605
BD
December 19, 1984 - April 8, 1985

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Current Firm

AS
ABRAHAM SECURITIES CORPORATION

ABRAHAM & CO., INC. | ABRAHAM SECURITIES CORPORATION

CRD#: 13498 / SEC#: 8-29452
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

3724 47th Street Ct, Gig Harbor, WA 98335

Mailing Address

3724 47th Street Ct, Gig Harbor, WA 98335

Phone Number

(253) 851-7486

Established

Washington since 07/29/1982

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ABRAHAM & CO., INC.PARENT COMPANY299085
ABRAHAM, KYE AUBREYPRESIDENT/FINOP872944
BUSACCA, JOHN BRIAN IIICCO2302780

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/22/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1999About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1999About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1996About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas George Pinou's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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