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DC

Daniel P. Cannon

CRITO CAPITAL
New York, NY 10111
Some features on this profile are disabled
CRD#: 1952609
DC

Professional summary

Daniel Peter Cannon, who also goes by Dan Cannon, is a registered financial professional currently at CRITO CAPITAL LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1989. Daniel has worked at 12 firms and has passed the Series 63, Series 66, Series 22TO, Series 7TO, Series 79TO, SIE, Series 79, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dan Cannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Peter Cannon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2026 - Present

CRITO CAPITAL LLC

Office #1: 45 Rockefeller Plaza Suite 2000, New York, NY 10111
RIA
BD
CRD#: 161724
New York, NY
Past

May 14, 2024 - October 24, 2024

CIM SECURITIES, LLC

BD
CRD#: 120852
PALMER, AK
Past

September 29, 2022 - April 19, 2023

ALEXANDER CAPITAL, L.P.

BD
CRD#: 40077
RED BANK, NJ
Past

December 9, 2019 - December 18, 2020

ALEXANDER CAPITAL, L.P.

BD
CRD#: 40077
RED BANK, NJ
Past

November 19, 2019 - December 4, 2019

WORLD CHOICE SECURITIES, INC.

BD
CRD#: 30933
COLUMBUS, OH
Past

June 5, 2017 - August 6, 2019

OBERON SECURITIES, LLC

BD
CRD#: 132598
NEW YORK, NY
Past

February 24, 2015 - March 20, 2017

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

March 18, 2013 - October 30, 2014

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
IRVINE, CA
Past

April 21, 2009 - December 1, 2011

RIDGEWAY & CONGER, INC.

BD
CRD#: 113055
CORAL SPRINGS, FL
Past

January 25, 1999 - March 28, 2002

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

July 13, 1998 - September 18, 1998

WALDRON & CO., INC.

BD
CRD#: 868
IRVINE, CA
Past

September 25, 1997 - February 17, 1998

JOSEPH CHARLES & ASSOC., INC.

BD
CRD#: 3949
BOCA RATON, FL
Past

May 30, 1989 - July 29, 1989

DUNMAN RESOURCES, INC.

BD
CRD#: 16799
TORRANCE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/26/2009
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/8/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 3/14/2022
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/14/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/5/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 12/24/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 5/25/1989
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/27/1998
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CRITO CAPITAL LLC
CRITO CAPITAL LLC

CRD#: 161724 / SEC#: , 8-69050

Connecticut
Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
8 Wright Street Suite 107, Westport, CT 06880
Mailing Address
8 Wright Street Suite 107, Westport, CT 06880
Phone number
(203) 423-5600
Established
Connecticut since 05/23/2011
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
2

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CRITO HOLDINGS LLCSOLE OWNER OF CRITO CAPITAL LLC
BEATON, DANIEL STEWARTFINOP4240769
GESKE, DAVID MICHAELMANAGING PRINCIPAL2514685
GILLMAN, THEODORE JONESMANAGING PRINCIPAL, EXECUTIVE REP.2498623
MARSHALL, ANN MARIEPRINCIPAL6298134
OLEKSIW, EUNICECHIEF COMPLIANCE OFFICER3110818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRITO CAPITAL LLC

CRD#: 161724New York, NY 10111

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