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Daniel Peter Cannon

CRITO CAPITAL
NEW YORK, NY
·CRD# 1952609·37 years experience

Professional Summary

Daniel Peter Cannon, who also goes by Dan Cannon, is a registered financial advisor currently at CRITO CAPITAL LLC located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1989. Daniel has worked at 12 firms and has passed the Series 63, Series 66, Series 22TO, Series 7TO, Series 79TO, SIE, Series 79, Series 7, Series 22 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dan Cannon

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

CRITO CAPITAL LLC·CRD# 161724
RIA
BD
45 Rockefeller Plaza Suite 2000, New York, NY 10111
March 24, 2026 - Present
CIM SECURITIES, LLC·CRD# 120852
BD
Palmer, AK
May 14, 2024 - October 24, 2024
ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
Red Bank, NJ
September 29, 2022 - April 19, 2023
ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
Red Bank, NJ
December 9, 2019 - December 18, 2020
WORLD CHOICE SECURITIES, INC.·CRD# 30933
BD
Columbus, OH
November 19, 2019 - December 4, 2019
OBERON SECURITIES, LLC·CRD# 132598
BD
New York, NY
June 5, 2017 - August 6, 2019
BENJAMIN & JEROLD BROKERAGE I, LLC·CRD# 29110
BD
New York, NY
February 24, 2015 - March 20, 2017
BOUSTEAD SECURITIES, LLC·CRD# 141391
BD
Irvine, CA
March 18, 2013 - October 30, 2014
RIDGEWAY & CONGER, INC.·CRD# 113055
BD
Coral Springs, FL
April 21, 2009 - December 1, 2011
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
January 25, 1999 - March 28, 2002
WALDRON & CO., INC.·CRD# 868
BD
Irvine, CA
July 13, 1998 - September 18, 1998
JOSEPH CHARLES & ASSOC., INC.·CRD# 3949
BD
Boca Raton, FL
September 25, 1997 - February 17, 1998
DUNMAN RESOURCES, INC.·CRD# 16799
BD
Torrance, CA
May 30, 1989 - July 29, 1989

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Current Firm

CC
CRITO CAPITAL LLC

CRITO CAPITAL LLC

CRD#: 161724 / SEC#: 8-69050
Connecticut
Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

8 Wright Street Suite 107, Westport, CT 06880

Mailing Address

8 Wright Street Suite 107, Westport, CT 06880

Phone Number

(203) 423-5600

Established

Connecticut since 05/23/2011

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

# of Employees

2

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CRITO HOLDINGS LLCSOLE OWNER OF CRITO CAPITAL LLC—
BEATON, DANIEL STEWARTFINOP4240769
GESKE, DAVID MICHAELMANAGING PRINCIPAL2514685
GILLMAN, THEODORE JONESMANAGING PRINCIPAL, EXECUTIVE REP.2498623
MARSHALL, ANN MARIEPRINCIPAL6298134
OLEKSIW, EUNICECHIEF COMPLIANCE OFFICER3110818

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(5/7/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2009About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Mar 2000About the Series 66 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Mar 2022About the Series 22TO exam

Series 7TO — General Securities Representative Examination

Passed Mar 2022About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Mar 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2017About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Dec 2008About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed May 1989About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed Nov 1998About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Peter Cannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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