Margaret D. Rivera
Professional summary
Margaret D Rivera, who also goes by Margaret D. Rivera, Margaret Digna Rivera, Margaret Digna Rivera, Margaret Digna Rivera-lima, Margaret Rivera-lima, is a registered financial advisor currently at INSIGNEO ADVISORY SERVICES, LLC located in New York, New York and INSIGNEO SECURITIES, LLC located in New York, New York.
Margaret is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Margaret has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Margaret D Rivera's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2021 - Present
INSIGNEO ADVISORY SERVICES, LLC
Office #1: 410 Park Avenue 12th Floor, New York, NY 10022May 18, 2021 - Present
INSIGNEO SECURITIES, LLC
Office #1: 410 Park Avenue, Suite 420, New York, NY 10022May 19, 2021 - May 19, 2021
INSIGNEO ADVISORY SERVICES, LLC
July 27, 2017 - May 21, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 10, 2017 - May 21, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2007 - February 17, 2017
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - February 17, 2017
CITIGROUP GLOBAL MARKETS INC.
September 19, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
June 16, 2000 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 19, 2000 - May 10, 2000
LEHMAN BROTHERS INC.
June 29, 1995 - January 21, 2000
CHASE INVESTMENT SERVICES CORP.
September 29, 1994 - December 7, 1994
JWGENESIS SECURITIES, INC.
November 17, 1992 - October 5, 1994
THE STAMFORD COMPANY, INC.
December 12, 1991 - November 17, 1992
GRUNTAL & CO., L.L.C.
November 4, 1991 - December 11, 1991
GOLDMAN CAPITAL MANAGEMENT, INC.
August 7, 1991 - October 8, 1991
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
INSIGNEO ADVISORY SERVICES, LLC
CRD#: 282589 / SEC#: 801-107256
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2025)
(3/24/2025)
(5/18/2021)
(10/19/2021)
(5/18/2021)
(5/27/2021)
Exams
FINRA
Current Firm
INSIGNEO ADVISORY SERVICES, LLC
CRD#: 282589 / SEC#: 801-107256
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,142 |
| AUM (Assets Under Management) | $ 3,612,629,819 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
