Emil Assentato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emil Assentato was a registered financial professional .
Emil is a previously registered financial professional and started their career in finance in 1989. Emil had worked at 4 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2022 - August 29, 2022
AVATAR CAPITAL GROUP LLC
November 23, 2009 - June 30, 2022
AVATAR CAPITAL GROUP LLC
October 1, 1997 - February 14, 2015
STANDARD CREDIT SECURITIES INC.
September 16, 1991 - February 21, 2017
TRADITION SECURITIES AND DERIVATIVES LLC
November 2, 1989 - September 19, 1991
TRADITION BERISFORD (GOVERNMENT SECURITIES) INC.
State Registrations and Notice Filings
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Exams
Current Firm
AVATAR CAPITAL GROUP LLC
CRD#: 150136 / SEC#: , 8-68218
Contact information
Documents
Red Flags
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