John H. Hunt
Professional summary
John Hardy Hunt III, who also goes by John Hardy Hunt, is a registered financial professional currently at BENEFIT FINANCE SECURITIES, LLC located in Scottsdale, Arizona.
John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Hardy Hunt III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2012 - Present
BENEFIT FINANCE SECURITIES, LLC
Office #1: 14605 N 73rd St, Scottsdale, AZ 85260June 14, 2007 - October 18, 2010
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 15, 2003 - May 30, 2007
BARCLAYS CAPITAL INC.
March 8, 1994 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
March 8, 1994 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
March 8, 1994 - August 20, 2001
LEHMAN BROTHERS INC.
May 23, 1989 - February 18, 1994
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2012)
Exams
FINRA
Current Firm
BENEFIT FINANCE SECURITIES, LLC
CRD#: 45113 / SEC#: , 8-50982
Contact information
FINRA licenses (35 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCORP SERVICES, LLC | DIRECT OWNER | |
| DOHERTY, ERIN E | CCO | 4576409 |
Red Flags
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