Christopher Whitcomb
Professional Summary
Christopher Whitcomb, who also goes by Christopher James Whitcomb, is a registered financial advisor currently at CLEARINGBID MARKETS, INC. located in Rye, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1989. Christopher has worked at 13 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher James Whitcomb
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
CLEARINGBID MARKETS, INC.
Contact Information
Main Address
411 Theodore Fremd Ave Suite 206, Rye, NY 10850Mailing Address
411 Theodore Fremd Ave Suite 3c, Rye, NY 10580Phone Number
(212) 752-1700Established
Delaware since 03/20/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/21/2024)
(8/21/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Whitcomb's CRS (Customer Relationship Summary).
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