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CW

Christopher Whitcomb

CLEARINGBID MARKETS
RYE, NY 10850
Some features on this profile are disabled
CRD#: 1950881
CW

Professional summary

Christopher Whitcomb, who also goes by Christopher James Whitcomb, is a registered financial professional currently at CLEARINGBID MARKETS, INC. located in Rye, New York.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1989. Christopher has worked at 13 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher James Whitcomb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Whitcomb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2024 - Present

CLEARINGBID MARKETS, INC.

Office #1: 411 Theodore Fremd Ave Suite 206, Rye, NY 10850
BD
CRD#: 269999
RYE, NY
Past

December 6, 2023 - June 2, 2025

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

March 7, 2020 - July 29, 2021

HAMILTON GRANT LLC

BD
CRD#: 166180
CALABASAS, CA
Past

September 1, 2015 - June 1, 2018

OPPENHEIMER & CO. INC.

BD
CRD#: 249
CHICAGO, IL
Past

March 5, 2015 - August 26, 2015

LAKE STREET CAPITAL MARKETS, LLC

BD
CRD#: 164447
MINNEAPOLIS, MN
Past

December 12, 2012 - January 22, 2014

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

January 28, 2003 - November 5, 2012

THINKEQUITY LLC

BD
CRD#: 44274
CHICAGO, IL
Past

March 25, 1999 - February 28, 2003

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

April 21, 1997 - April 7, 1999

PACIFIC GROWTH EQUITIES, LLC

BD
CRD#: 24835
SAN FRANCISCO, CA
Past

March 5, 1996 - May 15, 1997

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

February 2, 1993 - March 22, 1996

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

October 11, 1989 - February 9, 1993

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

June 20, 1989 - October 17, 1989

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/21/2024)
RR
Connecticut
(8/21/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/13/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/11/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/1989
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CM
CLEARINGBID MARKETS, INC.
CLEARINGBID MARKETS, INC.

CRD#: 269999 / SEC#: , 8-69646

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
411 Theodore Fremd Ave Suite 206, Rye, NY 10850
Mailing Address
411 Theodore Fremd Ave Suite 3c, Rye, NY 10580
Phone number
(212) 752-1700
Established
Delaware since 03/20/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARINGBID, INC.OWNER
PELLICANO, CARA ELAINECCO4228678
ROCHE, PASCALFINOP5920968
SCANLON, EDWIN CCCO / CEO1665407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEARINGBID MARKETS, INC.

CRD#: 269999Rye, NY 10850

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