CL
Charles W. Landgraf
CETERA INVESTMENT ADVISERS LLC
FORT COLLINS, CO 80525
Some features on this profile are disabled
CRD#: 1950692
CL
Professional summary
Charles William Landgraf, CFP®, who also goes by Charles W Landgraf, Chuck Landgraf, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Collins, Colorado and CETERA ADVISORS LLC located in Fort Collins, Colorado.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Charles has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles W Landgraf | Chuck Landgraf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.FIXED INSURANCE AGENT 2. MUSIC PREFORMANCE TEACHING, NOT INVESTMENT RELATED, 709 SNOWY PLAIN ROAD, FT COLLINS, CO 80525, 5HR/WK, MUSIC PREFORMANCE AND INSTRUCTION 3. CL FINANCIAL PLANNING INC., INVESTMENT RELATED; ADDRESS IS THE HOME LOCATION; DBA FOR FINANCIAL SERVICES/INCOME AND TAX MANAGEMENT; START 7/2015; 40 HOURS/WEEK; OWNER. 4. NAME OF OTHER BUSINESS: DBA THE PLANNING AND INVESTMENT CENTER, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: FINANCIAL SEVICES START DATE: 7/2015 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SECURITIES SALES 5. NAME OF OTHER BUSINESS: HALF STEP MINISTRIES INVESTMENT RELATED: NO ADDRESS: 1308 FORRESTAL DR, FORT COLLINS, CO 80526 NATURE OF BUSINESS: NON-PROFIT START DATE: 1/31/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: COLLABORATING WITH OTHER BOARD MEMBERS, PROVIDING DIRECTION AND GUIDANCE TO HALF STEP MANAGEMENT; 6. NAME OF OTHER BUSINESS: GLOBAL ORPHAN PROJECT ; INVESTMENT RELATED: NO; ADDRESS: 3161 WYANDOTTE ST KANSAS CITY, MO 64111; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2011; POSITION/TITLE/RELATIONSHIP: VOLUNTEER ; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE RELIEF AND ASSISTANCE TO THE COMMUNITIES THE ORGANIZATION SERVES;
CRS (Client Relationship Summary) - RIA
Click below to view Charles William Landgraf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 760 Whalers Way, A201, Fort Collins, CO 80525RIA
CRD#: 105644
FORT COLLINS, CO
Current
September 28, 2001 - Present
CETERA ADVISORS LLC
Office #1: 760 Whalers Way, A201, Fort Collins, CO 80525BD
CRD#: 10299
FORT COLLINS, CO
Past
October 3, 2008 - September 13, 2018
THE PLANNING & INVESTMENT CENTER, INC
RIA
CRD#: 114815
FORT COLLINS, CO
Past
November 8, 2001 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
FORT COLLINS, CO
Past
May 24, 1989 - October 5, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
May 24, 1989 - October 5, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/10/2022)
RR
Colorado(9/28/2001)
IAR
Colorado(3/21/2024)
RR
Florida(9/22/2009)
RR
Kansas(9/28/2001)
RR
Montana(12/5/2023)
RR
Nebraska(4/22/2008)
RR
New Jersey(7/24/2019)
RR
New York(7/24/2025)
RR
Texas(8/17/2023)
IAR
Texas(3/21/2024)
RR
Utah(12/9/2011)
RR
Washington(1/26/2016)
RR
Wisconsin(1/2/2025)
RR
Wyoming(9/28/2001)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
