Edick A. Lucas

CETERA INVESTMENT ADVISERS LLC

Altamonte Springs, FL 32714

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CRD#: 1950578

Professional summary

Edick Antonio Lucas, CFP®, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Altamonte Springs, Florida and CETERA WEALTH SERVICES, LLC located in Altamonte Springs, Florida.

Edick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Edick has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) CONCIERGE FINANCIAL PLANNING GROUP aka CONCIERGE FPG INC; Investment Related; 940 Centre Circle, Ste 2010, Altamonte Springs, FL 32714; Financial Services; Owner/Financial Planner/Producer; Start Date 02/2012; 10 hours per month with those 10 hours per month occurring during trading hours; Financial planning and insurance sales and service to include, but not limited to, long-term care and fixed annuity insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edick Antonio Lucas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 17, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 940 Centre Circle Suite 2010, Altamonte Springs, FL 32714

RIA

CRD#: 105644

Altamonte Springs, FL

Current

January 29, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 940 Centre Circle Suite 2010, Altamonte Springs, FL 32714

CRD#: 13572

Altamonte Springs, FL

Past

December 26, 2018 - February 21, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Altamonte Springs, FL

Past

December 24, 2018 - February 21, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Altamonte Springs, FL

Past

March 3, 2014 - December 27, 2018

OSAIC FS, INC.

RIA

CRD#: 3870

ALTAMONTE SPRINGS, FL

Past

February 28, 2014 - December 27, 2018

OSAIC FS, INC.

CRD#: 3870

ALTAMONTE SPRINGS, FL

Past

May 15, 2013 - March 26, 2014

OSAIC FA, INC.

RIA

CRD#: 3978

ORLANDO, FL

Past

April 26, 2013 - March 26, 2014

OSAIC FA, INC.

CRD#: 3978

ORLANDO, FL

Past

August 6, 2012 - May 6, 2013

MARINER

RIA

CRD#: 151664

MAITLAND, FL

Past

July 3, 2012 - May 7, 2013

NEW ENGLAND SECURITIES

RIA

CRD#: 615

MAITLAND, FL

Past

May 8, 2012 - May 7, 2013

NEW ENGLAND SECURITIES

CRD#: 615

MAITLAND, FL

Past

June 21, 2004 - June 30, 2011

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

APOPKA, FL

Past

June 21, 2004 - May 1, 2012

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

APOPKA, FL

Past

June 8, 2001 - July 12, 2004

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

APOPKA, FL

Past

May 17, 2001 - July 12, 2004

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

April 10, 2000 - May 22, 2001

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

April 30, 1997 - April 4, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 30, 1997 - April 4, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

July 28, 1989 - March 28, 1997

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 28, 1989 - March 28, 1997

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/21/2025)

California
(2/21/2025)

Connecticut
(2/21/2025)

Florida
(1/29/2025)

IAR

Florida
(2/17/2025)

Georgia
(2/21/2025)

Idaho
(2/21/2025)

Illinois
(2/21/2025)

Kentucky
(2/21/2025)

New Jersey
(2/21/2025)

North Carolina
(2/21/2025)

Pennsylvania
(2/21/2025)

South Carolina
(2/21/2025)

Tennessee
(2/21/2025)

Texas
(2/21/2025)

IAR

Texas
(2/21/2025)

Virginia
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/2/1995

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edick A. Lucas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edick Antonio Lucas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

OSAIC FS, INC.

OSAIC FS, INC.

OSAIC FA, INC.

OSAIC FA, INC.

MARINER

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

EQUITY SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Series 63

Date: 3/13/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/9/1999

Series 6

Date: 7/27/1989

Series 24

Date: 9/2/2003

Series 26

Date: 3/2/1995

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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