Parmindar S. Chawla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Parmindar Singh Chawla, who also goes by Piri Chawla, was a registered financial professional .
Parmindar is a previously registered financial professional and started their career in finance in 1989. Parmindar had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2009 - April 5, 2017
CHAWLA INVESTMENT ADVISORS LLC
November 29, 1989 - April 29, 1991
FSC SECURITIES CORPORATION
May 23, 1989 - November 11, 1989
IDS LIFE INSURANCE COMPANY
May 23, 1989 - November 11, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CHAWLA INVESTMENT ADVISORS LLC
CRD#: 145491 / SEC#:
Contact information
Red Flags
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