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RK

Roger C. Kahn

CRITICALPOINT PARTNERS
El Segundo, CA 90245
Some features on this profile are disabled
CRD#: 1949880
RK

Professional summary

Roger Charles Kahn is a registered financial professional currently at CRITICALPOINT PARTNERS LLC located in El Segundo, California.

Roger is registered as a RR (Registered Representative) and started their career in finance in 1990. Roger has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roger Charles Kahn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2026 - Present

CRITICALPOINT PARTNERS LLC

Office #1: 2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245
BD
CRD#: 317345
El Segundo, CA
Past

June 13, 2025 - April 1, 2026

OBERON SECURITIES, LLC

BD
CRD#: 132598
NEW YORK, NY
Past

January 30, 2023 - January 27, 2025

FTI CAPITAL ADVISORS, LLC

BD
CRD#: 123434
NEW YORK, NY
Past

May 9, 2018 - January 9, 2023

CAPSTONE PARTNERS

BD
CRD#: 132185
BOSTON, MA
Past

August 12, 2014 - November 14, 2018

HEADWATERS BD, LLC

BD
CRD#: 117042
DENVER, CO
Past

February 4, 2010 - April 2, 2014

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
NEW YORK, NY
Past

May 8, 2007 - January 8, 2010

BURNHAM SECURITIES INC.

BD
CRD#: 22549
NEW YORK, NY
Past

August 26, 2003 - October 13, 2006

MORGAN JOSEPH TRIARTISAN CAPITAL LLC

BD
CRD#: 122351
NEW YORK, NY
Past

May 28, 2003 - September 8, 2003

INVESTEC INC.

BD
CRD#: 18553
NEW YORK, NY
Past

January 29, 2002 - April 28, 2003

INVESTEC INC.

BD
CRD#: 18553
NEW YORK, NY
Past

January 25, 2001 - November 14, 2001

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

March 19, 1999 - February 8, 2001

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

July 30, 1990 - November 19, 1998

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/25/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/28/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/10/1996
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CP
CRITICALPOINT PARTNERS LLC
CRITICALPOINT PARTNERS LLC

CRD#: 317345 / SEC#: , 8-70885

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245
Mailing Address
2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245
Phone number
(310) 321-4400
Established
California since 05/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MABRA HOLDINGS LLCMEMBER
ROMERO, MONIQUE VICTORIAFINOP/PFO/POO6712654
YOUNG, WILLIAM MATTHEWCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER4205625

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRITICALPOINT PARTNERS LLC

CRD#: 317345El Segundo, CA 90245

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