Andrew C. Heiges
Professional summary
Andrew Christopher Heiges, CFP®, who also goes by Andy Heiges, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Owings Mills, Maryland and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Andrew has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Christopher Heiges's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2017 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117January 11, 2017 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117June 10, 2013 - October 11, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 13, 2012 - October 11, 2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 9, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 9, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 18, 2004 - May 17, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 2, 2003 - May 17, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 1989 - June 14, 1995
VANGUARD MARKETING CORPORATION
June 5, 1989 - June 24, 1989
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2017)
(1/12/2017)
Exams
FINRA
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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