Mark H. Mcginley
Professional summary
Mark Hayes Mcginley is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Cleveland, Ohio.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Hayes Mcginley's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2007 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 127 Public Square, Cleveland, OH 44114May 24, 2005 - March 30, 2007
FHN FINANCIAL SECURITIES CORP.
March 19, 2001 - May 25, 2005
TP ICAP GLOBAL MARKETS AMERICAS LLC
November 10, 1995 - April 2, 2001
TULLETT LIBERTY BROKERAGE INC.
August 16, 1995 - August 29, 1995
HILLIARD FARBER SECURITIES CORP.
August 16, 1995 - August 29, 1995
DEALERWEB LLC
March 8, 1995 - August 18, 1995
CEDAR STREET SECURITIES CORP.
May 9, 1994 - March 8, 1995
TULLETT PREBON FINANCIAL SERVICES LLC
June 11, 1991 - May 31, 1994
CEDAR STREET SECURITIES CORP.
May 10, 1991 - June 10, 1991
INTESA SANPAOLO IMI SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2007)
(6/6/2014)
(4/2/2007)
(11/2/2009)
(4/2/2007)
(4/2/2007)
(9/14/2010)
(4/2/2007)
(4/2/2007)
(8/7/2008)
(7/23/2025)
(1/25/2012)
(12/11/2014)
(5/16/2011)
(4/2/2007)
(4/2/2007)
(2/23/2022)
(5/28/2015)
(4/2/2007)
(4/2/2007)
(4/2/2007)
(4/2/2007)
(4/2/2007)
(4/3/2007)
(4/3/2007)
(4/2/2007)
(4/2/2007)
(3/11/2025)
(4/2/2007)
(4/2/2007)
(11/5/2025)
(8/13/2015)
(4/2/2007)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
