Mitchell D Thaw
Professional Summary
Mitchell D Thaw, who also goes by Mitchell David Thaw, is a registered financial advisor currently at BCW SECURITIES LLC located in Westport, Connecticut. Mitchell is registered as a RR (Registered Representative) and started their career in finance in 1994. Mitchell has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mitchell David Thaw
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
BCW SECURITIES LLC
Contact Information
Main Address
55 Post Road West, Suite 200, Westport, CT 06880Mailing Address
55 Post Road West, Suite 200, Westport, CT 06880Phone Number
(203) 983-3350Established
Delaware since 05/24/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/3/2024)
(10/5/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mitchell D Thaw's CRS (Customer Relationship Summary).
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