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LH

Louis J. Hanna

REALTA EQUITIES
WILMINGTON, DE 19801
Some features on this profile are disabled
CRD#: 1949427
LH
Louis James HannaREALTA EQUITIES

Professional summary

Louis James Hanna, who also goes by Lou Hanna, is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.

Louis is registered as a RR (Registered Representative) and started their career in finance in 1989. Louis has worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Lou Hanna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louis James Hanna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2026 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801
BD
CRD#: 23769
WILMINGTON, DE
Past

April 17, 2020 - December 1, 2023

REALTA EQUITIES, INC.

BD
CRD#: 23769
PHILADELPHIA, PA
Past

October 24, 2019 - June 17, 2020

J. ALDEN ASSOCIATES, INC.

BD
CRD#: 40002
WAYNE, PA
Past

June 28, 2016 - November 14, 2017

OSAIC FS, INC.

BD
CRD#: 3870
PHILADELPHIA, PA
Past

June 28, 2016 - November 14, 2017

OSAIC FA, INC.

BD
CRD#: 3978
PHILADELPHIA, PA
Past

May 5, 2015 - September 24, 2015

SUMMIT BROKERAGE SERVICES, INC.

BD
CRD#: 34643
BOCA RATON, FL
Past

August 8, 2014 - May 11, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
CHERRY HILL, NJ
Past

July 14, 2010 - June 30, 2014

REALTA EQUITIES, INC.

BD
CRD#: 23769
WILMINGTON, DE
Past

September 8, 2006 - July 1, 2009

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
NEW YORK, NY
Past

April 28, 2005 - May 23, 2005

AMERIMUTUAL FUNDS DISTRIBUTOR, INC.

BD
CRD#: 47661
STAMFORD, CT
Past

July 21, 2004 - October 29, 2004

FULCRUM GLOBAL PARTNERS LLC

BD
CRD#: 104455
NEW YORK, NY
Past

August 7, 2002 - March 30, 2004

FURMAN SELZ CAPITAL MANAGEMENT LLC

RIA
CRD#: 105721
NEW YORK, NY
Past

November 2, 2000 - March 30, 2004

ING INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 21644
NEW YORK, NY
Past

March 29, 2000 - October 30, 2000

ING FUNDS DISTRIBUTOR, INC.

BD
CRD#: 36461
WILMINGTON, DE
Past

December 2, 1999 - March 22, 2000

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

June 18, 1999 - August 30, 1999

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
WINDSOR, CT
Past

May 24, 1994 - October 31, 1994

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

September 27, 1993 - May 16, 1994

MARKETING ONE SECURITIES, INC.

BD
CRD#: 16611
PORTLAND, OR
Past

July 31, 1993 - August 20, 1993

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 11, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

October 24, 1989 - November 15, 1989

MLB INVESTMENTS, LTD.

BD
CRD#: 18280
Past

June 22, 1989 - October 31, 1989

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/9/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/21/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/17/1999
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER
BALTOVSKI, ALEXANDERFINOP OFFICER2350828
ODOM, AMY ENITHAML OFFICER2674773
PALMER, JACOB DANIELCHIEF COMPLIANCE OFFICER2309603
SCHULTZ, BARRETT OLIVERCHIEF OPERATIONS OFFICER2741114

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REALTA EQUITIES, INC.

CRD#: 23769Wilmington, DE 19801

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