MT
Matthew S. Troutner
PROFED FINANCIAL ADVISORS
FORT WAYNE, IN 46815
Some features on this profile are disabled
CRD#: 1948561
MT
Professional summary
Matthew Scott Troutner, who also goes by M. Scott Troutner, Scott Troutner, is a registered financial advisor currently at PROFED FINANCIAL ADVISORS located in Fort Wayne, Indiana and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Fort Wayne, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Matthew has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
M. Scott Troutner | Scott Troutner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) PROFED FINANCIAL ADVISORS - CO-PRESIDENT, FINANCIAL CONSULTANT - DBA NAME FOR MARKETING PURPOSES ONLY - FORT WAYNE, IN - SINCE 10/1995 - INVESTMENT RELATED 2.) M. SCOTT TROUTNER - NOTARY - NOTARY - FORT WAYNE, IN - SINCE 11/1995 - NOT INVESTMENT RELATED 3.) M. SCOTT TROUTNER - INSURANCE AGENT - NON-VARIABLE INSURANCE - FORT WAYNE, IN - SINCE 07/1988 - INVESTMENT RELATED 4.) S & M ASSOCIATES, LLC - MEMBER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - FORT WAYNE, IN - SINCE 01/1997 - INVESTMENT RELATED 5.) PROFED FINANCIAL ADVISORS, LLC - CONTROL PERSON, IAR - REGISTERED INVESTMENT ADVISOR - FORT WAYNE, IN - SINCE 10/1995 - INVESTMENT RELATED 6.) STELLHORN PROFESSIONAL VILLAGE OWNERS ASSOCIATION - BOARD MEMBER - OWNERS ASSOCIATION - FORT WAYNE, IN - SINCE 01/2024 - NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Scott Troutner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Scott Troutner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 1998 - Present
PROFED FINANCIAL ADVISORS
Office #1: 4315 Flagstaff Cove, Fort Wayne, IN 46815RIA
CRD#: 121581
FORT WAYNE, IN
Current
June 3, 2021 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 4315 Flagstaff Cove, Fort Wayne, IN 46815RIA
BD
CRD#: 20804
Fort Wayne, IN
Current
June 3, 2021 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 4315 Flagstaff Cove, Fort Wayne, IN 46815RIA
BD
CRD#: 20804
Fort Wayne, IN
Past
July 2, 2007 - June 7, 2021
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
FT. WAYNE, IN
Past
October 9, 1995 - June 7, 2021
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
FT. WAYNE, IN
Past
October 26, 1992 - October 7, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 23, 1989 - November 12, 1992
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UP
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
APEX RETIREMENT CONSULTING LLC | YEECORP FINANCIAL | WIRE TO WIRE WEALTH | WENDEL FINANCIAL GROUP | WEALTH AVENUE | VOYAGE PARTNERS FINANCIAL STRATEGIES, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA | UNITED PLANNERS FINANCIAL SERVICES | UNITED PLANNERS | TRIBUTE FINANCIAL INC. | STEWARDSHIP AMERICA FINANCIAL | SKYE FINANCIAL SERVICES, INC | SKS RETIREMENT SOLUTIONS | RIVERCREST FINANCIAL | RINGENBERG FINANCIAL GROUP | RETIREMENT & MONEY STRATEGIES | PALMER NUNN WEALTH MANAGEMENT | MUNKEBY KRAMER | MARION WEALTH MANAGEMENT GROUP | MABE FINANCIAL GROUP | LONG VIEW FINANCIAL SERVICES, INC. | LEE STOERZINGER, INC. | KILMER & COMPANY | INVESTMENT CENTER | HF CAPITAL GROUP LLC | HEMINGWAY WEALTH MANAGEMENT, LLC | GUIDANT PLANNING, INC | GOTTA RETIREMENT SERVICES, INC. | GER LOFTIN WEALTH ADVISORS, LLC | FULL CIRCLE FINANCIAL | FOOTHILL FINANCIAL GROUP | FIRESKY FINANCIAL INC. | FINANCIAL PLANNING ADVISORS, INC. | CATALYST FINANCIAL STRATEGIES LLC | CAPITAL LEGACY PARTNERS, LLC | BROOKHAVEN WEALTH MANAGEMENT INC. | BERAN FINANCIAL PARTNERS
CRD#: 20804 / SEC#: 801-57198, 8-38485
RIA
Registered Investment Advisory firm - SEC (1/28/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/3/2021)
RR
California(6/29/2021)
RR
Colorado(6/3/2021)
RR
Connecticut(1/12/2022)
RR
District of Columbia(6/26/2025)
RR
Florida(6/3/2021)
RR
Georgia(6/3/2021)
RR
Idaho(1/20/2022)
RR
Illinois(6/3/2021)
IAR
Indiana(10/14/1998)
RR
Indiana(6/3/2021)
RR
Iowa(1/12/2022)
RR
Kansas(1/12/2022)
RR
Kentucky(2/1/2024)
RR
Maryland(10/21/2022)
RR
Massachusetts(7/2/2021)
RR
Michigan(6/3/2021)
RR
Minnesota(6/3/2021)
RR
Missouri(1/13/2022)
RR
Montana(11/30/2022)
RR
Nevada(1/20/2022)
RR
New York(1/12/2022)
RR
North Carolina(11/26/2024)
RR
Ohio(6/3/2021)
RR
Oregon(1/12/2022)
RR
Pennsylvania(6/3/2021)
RR
South Carolina(6/3/2021)
RR
Texas(6/3/2021)
IAR
Texas(6/3/2021)
RR
Utah(6/3/2021)
RR
Virginia(7/14/2021)
RR
Washington(1/5/2024)
RR
Wisconsin(1/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UP
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
APEX RETIREMENT CONSULTING LLC | YEECORP FINANCIAL | WIRE TO WIRE WEALTH | WENDEL FINANCIAL GROUP | WEALTH AVENUE | VOYAGE PARTNERS FINANCIAL STRATEGIES, LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA | UNITED PLANNERS FINANCIAL SERVICES | UNITED PLANNERS | TRIBUTE FINANCIAL INC. | STEWARDSHIP AMERICA FINANCIAL | SKYE FINANCIAL SERVICES, INC | SKS RETIREMENT SOLUTIONS | RIVERCREST FINANCIAL | RINGENBERG FINANCIAL GROUP | RETIREMENT & MONEY STRATEGIES | PALMER NUNN WEALTH MANAGEMENT | MUNKEBY KRAMER | MARION WEALTH MANAGEMENT GROUP | MABE FINANCIAL GROUP | LONG VIEW FINANCIAL SERVICES, INC. | LEE STOERZINGER, INC. | KILMER & COMPANY | INVESTMENT CENTER | HF CAPITAL GROUP LLC | HEMINGWAY WEALTH MANAGEMENT, LLC | GUIDANT PLANNING, INC | GOTTA RETIREMENT SERVICES, INC. | GER LOFTIN WEALTH ADVISORS, LLC | FULL CIRCLE FINANCIAL | FOOTHILL FINANCIAL GROUP | FIRESKY FINANCIAL INC. | FINANCIAL PLANNING ADVISORS, INC. | CATALYST FINANCIAL STRATEGIES LLC | CAPITAL LEGACY PARTNERS, LLC | BROOKHAVEN WEALTH MANAGEMENT INC. | BERAN FINANCIAL PARTNERS
CRD#: 20804 / SEC#: 801-57198, 8-38485
RIA
Registered Investment Advisory firm - SEC (1/28/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258
Mailing Address
P.o. Box 5750, Scottsdale, AZ 85261-5750
Phone number
(480) 991-0225
Established
Arizona since 08/21/1987
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
614
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED PLANNERS' GROUP, INC. | GENERAL PARTNER | |
| BAKER, MICHAEL A | PRESIDENT | 4037933 |
| BAKER, MICHAEL A | CHIEF EXECUTIVE OFFICE (CEO) | 4037933 |
| CUFFARI-AGASI, SHEILA JUNE | EXECUTIVE VICE PRESIDENT | 2401020 |
| HAUER, DAVE B | VICE PRESIDENT COMPLIANCE, CHIEF COMPLIANCE OFFICER | 4018434 |
| OLIVERIO, KENNETH WILLIAM JR | EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER | 2957427 |
| SHINDEL, CHAD TRAVIS | VICE PRESIDENT, CHIEF FINANCIAL OFFICER (CFO) | 6232253 |
Regulatory assets under management
| Total Number of Accounts | 41,834 |
| AUM (Assets Under Management) | $ 10,637,349,683 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
