Kenneth N. Naehu

BANYAN TREE ASSET MANAGEMENT

Torrance, CA 90503-5517

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CRD#: 1948458

Professional summary

Kenneth Nmn Naehu, who also goes by Kenneth Naehu, is a registered financial advisor currently at BANYAN TREE ASSET MANAGEMENT, LLC located in Torrance, California and BANYAN TREE SECURITIES, LLC located in Torrance, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Kenneth has worked at 7 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 3, Series 7, Series 30, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Naehu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BANYAN TREE ASSET MANAGEMENT, LLC; INVESTMENT RELATED;11111 SANTA MONICA BLVD, #1850, LOS ANGELES, CA 90025;REGISTERED INVESTMENT ADVISOR; MANAGING DIRECTOR; 08/2013; 200 HRS/MONTH; 5-6 HRS DURING TRADING DAY; OWNER/PRINCIPAL WITH OVERALL MANAGEMENT AND SUPERVISORY RESPONSIBILITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Nmn Naehu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2013 - Present

BANYAN TREE ASSET MANAGEMENT, LLC

Office #1: 21250 Hawthorne Blvd Suite 550, Torrance, CA 90503-5517

RIA

CRD#: 168384

Torrance, CA

Current

March 30, 2017 - Present

BANYAN TREE SECURITIES, LLC

Office #1: 21250 Hawthorne Blvd Suite 550, Torrance, CA 90503Office #2: 21250 Hawthorne Blvd Suite 550, Torrance, CA 90503

CRD#: 171479

Torrance, CA

Past

January 17, 2006 - July 24, 2013

BEL AIR SECURITIES LLC

CRD#: 134953

LOS ANGELES, CA

Past

September 4, 2001 - July 31, 2006

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

LOS ANGELES, CA

Past

March 19, 2001 - August 28, 2013

BEL AIR INVESTMENT ADVISORS LLC

RIA

CRD#: 104580

LOS ANGELES, CA

Past

October 28, 1998 - September 4, 2001

BEL AIR SECURITIES LLC

CRD#: 41477

BOSTON, MA

Past

December 13, 1990 - September 18, 1998

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 1, 1989 - July 27, 1989

J.P. MORGAN SECURITIES LLC

CRD#: 79

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANYAN TREE ASSET MANAGEMENT, LLC

CRD#: 168384 / SEC#: 801-78480

RIA

Registered Investment Advisory firm - (8/22/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(9/18/2013)

California
(12/13/2017)

IAR

Minnesota
(3/17/2015)

IAR

Texas
(9/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/13/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/13/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/14/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 6/27/2005

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 8/5/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 4/7/1997

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BANYAN TREE ASSET MANAGEMENT, LLC

CRD#: 168384 / SEC#: 801-78480

RIA

Registered Investment Advisory firm - (8/22/2013 Approved)

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Contact information

Main Address

21250 Hawthorne Blvd Suite 550, Torrance, CA 90503-5517

Mailing Address

Phone number

(310) 477-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BANYAN TREE ASSET MANAGEMENT, LLC - DISCLOSURE BROCHURE (4/30/2025)

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 1,013,708,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Kenneth N. Naehu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Nmn Naehu's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANYAN TREE SECURITIES, LLC

BEL AIR SECURITIES LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BEL AIR INVESTMENT ADVISORS LLC

BEL AIR SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

BANYAN TREE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/2017

Series 65

Date: 8/13/1999

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 6/14/2004

Series 7

Date: 8/19/1989

Series 30

Date: 6/27/2005

Series 24

Date: 8/5/2002

Series 53

Date: 4/7/1997

FINRA

Current Firm

BANYAN TREE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANYAN TREE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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