Daniel V. Cozano
Professional summary
Daniel Victor Cozano, who also goes by Daniel V Cozano, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in San Francisco, California.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Daniel has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Victor Cozano's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2022 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 101 Montgomery Street Suite 2400, San Francisco, CA 94104September 20, 2017 - May 4, 2022
FUNDX INVESTMENT GROUP, LLC
Primary Firm SEC Registration
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/2/2022)
Current Firm
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
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