Richard J. Zenker
Professional summary
Richard Jay Zenker is a registered financial advisor currently at OVERBROOK MANAGEMENT CORPORATION located in New York, New York.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Richard has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Jay Zenker's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2021 - Present
OVERBROOK MANAGEMENT CORPORATION
Office #1: 280 Park Avenue Suite 2402w, New York, NY 10017May 13, 2004 - February 22, 2007
C3 CAPITAL, LLC
September 5, 2000 - September 26, 2002
THOMAS WEISEL PARTNERS LLC
April 20, 1995 - August 31, 2000
RBC CAPITAL MARKETS CORPORATION
January 24, 1990 - February 22, 1995
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
OVERBROOK MANAGEMENT CORPORATION
CRD#: 117884 / SEC#: 801-60790
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/11/2024)
(4/30/2021)
Exams
Current Firm
OVERBROOK MANAGEMENT CORPORATION
CRD#: 117884 / SEC#: 801-60790
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 315 |
| AUM (Assets Under Management) | $ 1,051,959,375 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 10/31/2024 | ||
| 09/18/2023 | ||
| 10/26/2022 |
Red Flags
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