Michael Espinal
Professional summary
Michael Espinal is a registered financial professional currently at M.M. DILLON & CO. LLC located in Greenwich, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 3 firms and has passed the Series 63, Series 62, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Espinal's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2009 - Present
M.M. DILLON & CO. LLC
Office #1: One Sound Shore Drive Suite 100, Greenwich, CT 06830May 2, 2008 - April 3, 2009
CRT CAPITAL GROUP LLC
February 6, 1995 - August 23, 1995
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2015)
(7/31/2019)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
M.M. DILLON & CO. LLC
CRD#: 19878 / SEC#: , 8-37893
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
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