Sean W. Denny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Weston Denny, CFP®, who also goes by Sean Denny, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1989. Sean had worked at 9 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2012 - December 31, 2014
WESTON INSURANCE SERVICES AND ASSOCIATES INC
September 21, 2009 - April 28, 2010
CETERA WEALTH SERVICES, LLC
September 2, 2009 - April 28, 2010
CETERA WEALTH SERVICES, LLC
June 9, 2009 - July 7, 2009
WELLS FARGO CLEARING SERVICES, LLC
April 27, 2009 - July 7, 2009
WELLS FARGO CLEARING SERVICES, LLC
October 10, 2002 - April 8, 2003
NT SECURITIES LLC
February 9, 1999 - September 25, 2000
MONY SECURITIES CORPORATION
August 5, 1997 - February 9, 1999
SIGNATOR INVESTORS, INC.
May 24, 1996 - June 17, 1997
SECURIAN FINANCIAL SERVICES, INC.
June 21, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 21, 1989 - July 28, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
WESTON INSURANCE SERVICES AND ASSOCIATES INC
CRD#: 163366 / SEC#:
Contact information
Red Flags
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