Louis R. Alverio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Richard Alverio was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1992. Louis had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2013 - June 26, 2015
G&L PARTNERS, INC.
March 11, 2008 - November 6, 2012
G&L PARTNERS, INC.
July 29, 2003 - February 21, 2008
ETHOS SECURITIES CORP.
September 26, 2002 - July 29, 2003
ALVERIO, LOUIS RICHARD
October 1, 2000 - October 7, 2002
ETHOS SECURITIES SP
July 28, 1999 - August 8, 2003
LABRANCHE FINANCIAL SERVICES, LLC
June 15, 1998 - January 21, 2000
HAPOALIM SECURITIES USA, INC.
February 27, 1998 - May 18, 1998
CANTOR FITZGERALD & CO.
July 12, 1995 - April 8, 1998
MINT BROKERS
April 14, 1992 - April 25, 1995
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G&L PARTNERS, INC.
CRD#: 129605 / SEC#: , 8-66236
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
