Michael D. Thaxton
Professional summary
Michael David Thaxton, who also goes by Mike Thaxton, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael David Thaxton's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2026 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 23, 2017 - September 29, 2021
AXCELUS FINANCIAL DISTRIBUTION COMPANY
September 4, 2009 - October 20, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 23, 2001 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
Series 6TO
Passed: 3/4/2024
Investment Company Products/Variable Contracts Representative ExaminationSeries 6
Passed: 4/20/2001
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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