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KA

Kelly Alexander

STRATEGIC ADVISERS
LOS ANGELES, CA
Some features on this profile are disabled
CRD#: 1946016
KA

Professional summary

Kelly Alexander, CFP®, who also goes by Kelly Lynn Alexander, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Los Angeles, California and FIDELITY BROKERAGE SERVICES LLC located in Pasadena, California.

Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Kelly has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kelly Lynn Alexander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Alexander's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

July 16, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 123-127 South Lake Ave., Pasadena, CA 91101
RIA
CRD#: 104555
LOS ANGELES, CA
Current

July 10, 2025 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 123-127 South Lake Ave., Pasadena, CA 91101
BD
CRD#: 7784
Pasadena, CA
Past

September 5, 2023 - June 5, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Los Angeles, CA
Past

March 29, 2023 - June 5, 2025

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

May 25, 2018 - September 5, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
Sandy, UT
Past

May 25, 2018 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Menlo Park, CA
Past

January 6, 2016 - May 22, 2018

TD AMERITRADE, INC.

BD
CRD#: 7870
BEVERLY HILLS, CA
Past

January 4, 2016 - May 22, 2018

TD AMERITRADE, INC.

RIA
CRD#: 7870
BEVERLY HILLS, CA
Past

January 4, 2016 - May 22, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Beverly Hills, CA
Past

January 24, 2013 - January 27, 2015

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
LOS ANGELES, CA
Past

January 24, 2013 - January 27, 2015

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
LOS ANGELES, CA
Past

June 1, 2009 - January 23, 2013

MORGAN STANLEY

RIA
CRD#: 149777
SHERMAN OAKS, CA
Past

June 1, 2009 - January 23, 2013

MORGAN STANLEY

BD
CRD#: 149777
SHERMAN OAKS, CA
Past

January 4, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SHERMAN OAKS, CA
Past

October 5, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SHERMAN OAKS, CA
Past

July 20, 1995 - October 3, 2005

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 2, 1993 - April 5, 1995

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

June 3, 1992 - May 15, 1993

GRIFFIN FINANCIAL SERVICES

BD
CRD#: 10823
Past

May 12, 1989 - May 14, 1992

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/16/2025)
IAR
California
(7/16/2025)
RR
New York
(1/7/2026)
RR
Washington
(1/7/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/28/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/14/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/1990
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/4/1989
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Los Angeles, CA

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