PH
Patrick J. Hehir
ANDREW GARRETT
Newtown, PA 18940
Some features on this profile are disabled
CRD#: 1945360
PH
Professional summary
Patrick John Hehir, CFP®, who also goes by Patrick Johnn Hehir, is a registered financial advisor currently at ANDREW GARRETT INC. located in Newtown, Pennsylvania.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Patrick has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Income Management
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Patrick Johnn Hehir
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AETNA HEALTH INSURANCE
LICENSED HEALTH INSURANCE AGENT
32 MAPLE LANE
NEWTOWN, PA 18940
2 HOURS/WEEK
2/1/2013
PRINCETON FINANCIAL DBA 41 UNIVERSITY DRIVE SUITE 400 NEWTOWN, PA 18940 UNITED STATES
SELL HEALTH INSURANCE
PRICNTON FINANCIAL DBA
41 UNIVERSITY DRIVE
SUITE 400
NEWTOWN, PA 18940
UNITED STATES
CRS (Client Relationship Summary) - RIA
Click below to view Patrick John Hehir's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick John Hehir's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 30, 2007 - Present
ANDREW GARRETT INC.
Office #1: 41 University Drive Suite 400, Newtown, PA 18940RIA
BD
CRD#: 29931
Newtown, PA
Current
February 26, 2007 - Present
ANDREW GARRETT INC.
Office #1: 41 University Drive Suite 400, Newtown, PA 18940RIA
BD
CRD#: 29931
Newtown, PA
Past
April 27, 2006 - March 1, 2007
S.W. BACH & COMPANY
RIA
CRD#: 43522
PRINCETON, NJ
Past
November 16, 2005 - March 1, 2007
S.W. BACH & COMPANY
BD
CRD#: 43522
PRINCETON, NJ
Past
February 22, 2001 - December 5, 2005
KIRLIN SECURITIES INC.
BD
CRD#: 21210
PRINCETON, NJ
Past
June 13, 2000 - December 31, 2000
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
September 22, 1995 - November 6, 2001
PRINCETON SECURITIES CORPORATION
BD
CRD#: 21613
SYOSSET, NY
Past
October 4, 1994 - October 18, 1995
LCP CAPITAL CORP.
BD
CRD#: 14469
STATEN ISLAND, NY
Past
August 19, 1994 - November 8, 1994
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
August 5, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
BD
CRD#: 8143
NEW YORK, NY
Past
June 20, 1989 - September 15, 1994
HIBBARD BROWN & CO., INC.
BD
CRD#: 18246
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AG
ANDREW GARRETT INC.
ANDREW GARRET, INC | MIDWEST DISCOUNT BROKERS INC. | MIDWEST DISCOUNT BROKERS | ANDREW GARRETT, INC. | ANDREW GARRETT INC.
CRD#: 29931 / SEC#: 801-71581, 8-44659
RIA
Registered Investment Advisory firm - SEC (7/6/2010 Approved)California
Registered Investment Advisory firm - SEC (11/29/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Georgia
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/6/2010 Terminated)Minnesota
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Missouri
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Montana
Registered Investment Advisory firm - SEC (3/14/2019 Terminated)New York
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)South Carolina
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Texas
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/1/2010)
IAR
Arizona(3/2/2018)
RR
California(2/26/2007)
IAR
California(10/10/2007)
RR
Connecticut(2/26/2007)
IAR
Connecticut(11/15/2022)
RR
Florida(1/29/2018)
IAR
Florida(12/14/2023)
IAR
Georgia(8/15/2025)
RR
Illinois(2/26/2007)
IAR
Illinois(1/8/2008)
IAR
Massachusetts(1/3/2023)
RR
New Jersey(2/26/2007)
IAR
New Jersey(4/30/2007)
IAR
New York(10/28/2022)
IAR
North Carolina(6/20/2025)
RR
Pennsylvania(2/26/2007)
IAR
Pennsylvania(10/1/2007)
RR
Rhode Island(2/26/2007)
IAR
South Carolina(1/4/2016)
IAR
Virginia(11/13/2009)
IAR
Washington(10/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AG
ANDREW GARRETT INC.
ANDREW GARRET, INC | MIDWEST DISCOUNT BROKERS INC. | MIDWEST DISCOUNT BROKERS | ANDREW GARRETT, INC. | ANDREW GARRETT INC.
CRD#: 29931 / SEC#: 801-71581, 8-44659
RIA
Registered Investment Advisory firm - SEC (7/6/2010 Approved)California
Registered Investment Advisory firm - SEC (11/29/2011 Terminated)Florida
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Georgia
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/6/2010 Terminated)Minnesota
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Missouri
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Montana
Registered Investment Advisory firm - SEC (3/14/2019 Terminated)New York
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)North Carolina
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)South Carolina
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Texas
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (11/28/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
230 Park Ave 3rd Floor West, New York, NY 10169
Mailing Address
230 Park Ave 3rd Floor West, New York, NY 10169
Phone number
(212) 682-8833
Established
Delaware since 04/19/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
13
SEC notice filing (34 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANDREW GARRETT HOLDING CORP | OWNER | |
| ESTATE OF JESSE UPCHURCH | SHARE HOLDER | |
| PLAINS CAPITAL BANK | EXECUTOR OF ESTATE | |
| CANNIZZARO-FONG, JANNELLE LYNN | CHIEF FINANCIAL OFFICER/FINOP | 4249300 |
| MAURER, MARK HENRY | CHIEF COMPLIANCE OFFICER | |
| MAURER, MARK HENRY | CHIEF COMPLIANCE OFFICER | 1496683 |
| MITCHELL, JAMES ROBERT JR | CHIEF ADMINISTRATIVE OFFICER | 1374268 |
| SYCOFF, ANDREW GARRETT | CHIEF EXECUTIVE OFFICER/DIRECTOR | 2119089 |
Regulatory assets under management
| Total Number of Accounts | 1,402 |
| AUM (Assets Under Management) | $ 663,049,158 |
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
