Balamir Trunec

SVL INVESTMENT MANAGEMENT

Placentia, CA 92870

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CRD#: 1944949

Professional summary

Balamir Trunec, who also goes by Bal Trunec, is a registered financial advisor currently at SVL INVESTMENT MANAGEMENT located in Placentia, California.

Balamir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Balamir has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bal Trunec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INSURANCE LICENSE AGENT - CORE INCOME PLANNING INC. INVESTMENT RELATED. SINCE 3/2003. SPENDS 20 HOURS PER WEEK, DURING MARKET HOURS. (2) 4CAM1 ADVISORY, INC. SAN CLEMENTE, CA. OWNER. NOT INVESTMENT RELATED. SINCE 6/2005. DUTIES: BUSINESS MANAGES PERSONAL INCOME, EXPENSES, AND TAXES. SPENDS APPROX ONE HOUR/WEEK, DURING NON MARKET HOURS.� (3) KAISER PERMANENTE, OAKLAND, CA, INSURANCE AGENT - HEALTH. INVESTMENT RELATED, SINCE 12/2010. SPENDS ONE-TWO HOURS PER MONTH DURING NON MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Balamir Trunec's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2019 - Present

SVL INVESTMENT MANAGEMENT

Office #1: 1620 N. Placentia Ave. Suite 100, Placentia, CA 92870

RIA

CRD#: 135098

Placentia, CA

Past

May 17, 2018 - June 17, 2019

LIBERTY WEALTH MANAGEMENT, LLC

RIA

CRD#: 286001

Laguna Niguel, CA

Past

October 22, 2008 - October 10, 2018

LIBERTY GROUP, LLC

RIA

CRD#: 106036

SAN CLEMENTE, CA

Past

October 4, 2005 - May 30, 2008

LIBERTY GROUP, LLC

RIA

CRD#: 114110

LAGUNA WOODS, CA

Past

March 25, 2005 - June 17, 2019

LIBERTY GROUP, LLC

CRD#: 106036

LAGUNA NIGUEL, CA

Past

March 30, 2001 - April 6, 2005

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

SAN JUAN CAPISTRANO, CA

Past

September 2, 1999 - April 6, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

September 1, 1997 - November 5, 1998

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

August 19, 1993 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

May 29, 1992 - September 17, 1993

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/27/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/1992

General Securities Representative Examination

Current Firm

SVL INVESTMENT MANAGEMENT

SVL HOLDING CORPORATION | SVL INVESTMENT MANAGEMENT

CRD#: 135098 / SEC#: 801-67395

RIA

Registered Investment Advisory firm - (7/19/2012 Terminated)

California

Registered Investment Advisory firm - (4/30/2012 Approved)

Texas

Registered Investment Advisory firm - (3/9/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1620 N. Placentia Ave. Suite 100, Placentia, CA 92870

Mailing Address

Phone number

(714) 986-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 31,527,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Balamir Trunec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Balamir Trunec's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY WEALTH MANAGEMENT, LLC

LIBERTY GROUP, LLC

LIBERTY GROUP, LLC

LIBERTY GROUP, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

SUTRO & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/1997

Series 63

Date: 8/10/1992

SIE

Date: 10/1/2018

Series 7

Date: 5/27/1992

Current Firm

SVL INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SVL INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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