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Paul T. Inouye

MIDDLEMARCH SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 1944879
PI

Professional summary

Paul Tadashi Inouye is a registered financial professional currently at MIDDLEMARCH SECURITIES LLC located in New York, New York.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 13 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7, Series 62 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Tadashi Inouye's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 18, 2025 - Present

MIDDLEMARCH SECURITIES LLC

Office #1: 125 Park Avenue Suite 1700, New York, NY 10017
BD
CRD#: 283508
New York, NY
Past

July 2, 2015 - February 3, 2020

UNION SQUARE ADVISORS LLC

BD
CRD#: 141254
SAN FRANCISCO, CA
Past

August 7, 2012 - July 1, 2015

MOELIS & COMPANY LLC

BD
CRD#: 145115
PALO ALTO, CA
Past

November 3, 2008 - January 18, 2012

PERELLA WEINBERG PARTNERS LP

BD
CRD#: 138618
SAN FRANCISCO, CA
Past

September 22, 2008 - November 5, 2008

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
MENLO PARK, CA
Past

August 31, 2006 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
MENLO PARK, CA
Past

September 15, 2003 - August 9, 2006

PIPER SANDLER & CO.

BD
CRD#: 665
SAN FRANCISCO, CA
Past

January 2, 2003 - September 10, 2003

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA
Past

May 1, 2001 - December 6, 2001

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

September 1, 1998 - October 15, 1999

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

October 1, 1997 - September 1, 1998

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

July 19, 1996 - October 1, 1997

ROBERTSON, STEPHENS & COMPANY LLC

BD
CRD#: 7730
SAN FRANCISCO, CA
Past

April 24, 1996 - July 8, 1996

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/6/2026)
RR
California
(1/26/2026)
RR
New York
(3/23/2026)
RR
Texas
(3/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/3/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/9/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/14/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 4/23/1996
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/10/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MIDDLEMARCH SECURITIES LLC
MIDDLEMARCH SECURITIES LLC

CRD#: 283508 / SEC#: , 8-69758

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902
Mailing Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902
Phone number
(212) 913-9660
Established
Delaware since 02/08/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MIDDLEMARCH PARTNERS LLCMEMBER
GRUTMAN, ALEXANDER MARCOCEO, MANAGER, CO-CCO, AMLCO4646171
PAPADEMETRIOU, DEMETRIS APRINCIPAL, MANAGER, CO-CCO5491585
SINGER, STEVEN FREDERICFINOP, PFO, AND POO2360737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDDLEMARCH SECURITIES LLC

CRD#: 283508New York, NY 10017

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