Thomas S. Reynolds

REYNOLDS CONSULTING SERVICES LLC

Hicksville, NY 11801

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CRD#: 1944321

Professional summary

Thomas Scott Reynolds is a registered financial advisor currently at REYNOLDS CONSULTING SERVICES LLC located in Hicksville, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Thomas has worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Scott Reynolds's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2005 - Present

REYNOLDS CONSULTING SERVICES LLC

Office #1: 25 Newbridge Road Suite 205, Hicksville, NY 11801

RIA

CRD#: 135768

Hicksville, NY

Past

August 22, 1989 - June 8, 2007

THOMAS P. REYNOLDS SECURITIES LTD.

CRD#: 6414

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REYNOLDS CONSULTING SERVICES LLC

CRD#: 135768 / SEC#: 801-66924

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

New Jersey

Registered Investment Advisory firm - (5/19/2009 Terminated)

New York

Registered Investment Advisory firm - (7/10/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/29/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/9/1990

General Securities Principal Examination

Current Firm

REYNOLDS CONSULTING SERVICES LLC

CRD#: 135768 / SEC#: 801-66924

RIA

Registered Investment Advisory firm - (6/30/2006 Approved)

New Jersey

Registered Investment Advisory firm - (5/19/2009 Terminated)

New York

Registered Investment Advisory firm - (7/10/2006 Terminated)

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Contact information

Main Address

25 Newbridge Road Suite 205, Hicksville, NY 11801

Mailing Address

Phone number

(212) 742-1616

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

REYNOLDS CONSULTING SERVICES LLC ADV BROCHURE (3/4/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas S. Reynolds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Scott Reynolds's CRS (Customer Relationship Summary).

Certified licenses

Experience

REYNOLDS CONSULTING SERVICES LLC

THOMAS P. REYNOLDS SECURITIES LTD.

Primary Firm SEC Registration

REYNOLDS CONSULTING SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2005

Series 63

Date: 11/29/1989

Series 7

Date: 8/19/1989

Series 24

Date: 8/9/1990

Current Firm

REYNOLDS CONSULTING SERVICES LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

REYNOLDS CONSULTING SERVICES LLC

TRUST BUT VERIFY

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