John Herman Cox
Professional Summary
John Herman Cox is a registered financial advisor currently at COX FINANCIAL GROUP, LTD. located in Schaumburg, Illinois. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. John has worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
37 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
COX FINANCIAL GROUP, LTD.
Contact Information
Main Address
1051 Perimeter Drive Suite 550, Schaumburg, IL 60173-5807Phone Number
(847) 240-0022# of Employees
0Documents
Regulatory Assets Under Management
Total Number of Accounts
72AUM (Assets Under Management)
$68,502,562Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/9/1998)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jul 1989About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jul 1989About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view John Herman Cox's CRS (Customer Relationship Summary).
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