Lee E. Burton
Professional summary
Lee Edward Burton is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Houston, Texas.
Lee is registered as a RR (Registered Representative) and started their career in finance in 1989. Lee has worked at 9 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lee Edward Burton's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1880 S. Dairy Ashford Suite 554, Houston, TX 77077April 2, 2014 - December 9, 2022
CANTELLA & CO., INC.
September 30, 2010 - October 2, 2012
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
March 12, 2009 - April 1, 2014
CAPNET SECURITIES CORPORATION
July 9, 2008 - September 10, 2008
NEXT FINANCIAL GROUP, INC.
March 24, 2008 - September 10, 2008
NEXT FINANCIAL GROUP, INC.
October 9, 1997 - June 14, 2006
APS FINANCIAL CORPORATION
August 24, 1995 - December 31, 1996
MEYERS POLLOCK ROBBINS, INC.
October 5, 1994 - December 16, 1995
TDI, INCORPORATED
January 1, 1992 - October 3, 1994
MURCHISON INVESTMENT BANKERS, INC.
June 20, 1989 - October 31, 1990
MURCHISON INVESTMENT BANKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2022)
(4/11/2025)
(12/9/2022)
(12/9/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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