WL
Walton S. Lee
TRUIST ADVISORY SERVICES
ATLANTA, GA 30326
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CRD#: 1943358
WL
Professional summary
Walton Spencer Lee is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Walton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Walton has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REAL ESTATE POSITION: Owner NATURE: Real estate INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: Santa Rosa Beach FL, United States DESCRIPTION: Investment BROWN GOLD INVESTMENTS LLC POSITION: LLC Member NATURE: LLC set up to invest in All Nations Investors LLC, a company set up to acquire the assets of GBRE (Green Bomber) including property, buildings and rickhouses in Garrard County KY. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2022 ADDRESS: Atlanta GA, United States DESCRIPTION: Investor in the LLC. 4545 WIEUCA POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: Atlanta GA, United States DESCRIPTION: Collect rental income.
CRS (Client Relationship Summary) - RIA
Click below to view Walton Spencer Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 20, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326RIA
CRD#: 283390
ATLANTA, GA
Current
June 27, 2005 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326BD
CRD#: 17499
ATLANTA, GA
Past
June 30, 2005 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
March 24, 2003 - June 30, 2005
TRUIST SECURITIES, INC.
RIA
CRD#: 6271
ATLANTA, GA
Past
September 3, 2002 - June 30, 2005
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Past
September 17, 1998 - September 10, 2002
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
September 1, 1997 - September 18, 1998
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
April 24, 1992 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Past
June 20, 1989 - April 29, 1992
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2005)
RR
California(10/30/2008)
RR
Colorado(5/6/2014)
RR
Delaware(6/12/2025)
RR
District of Columbia(12/22/2017)
RR
Florida(6/27/2005)
RR
Georgia(6/30/2005)
IAR
Georgia(9/20/2016)
RR
Hawaii(8/23/2022)
RR
Idaho(9/6/2019)
RR
Illinois(1/25/2023)
RR
Indiana(1/2/2023)
RR
Maryland(4/14/2022)
RR
Massachusetts(4/29/2016)
RR
Nevada(2/7/2014)
RR
North Carolina(6/30/2005)
RR
Ohio(7/23/2021)
RR
Oklahoma(4/30/2007)
RR
South Carolina(6/30/2005)
RR
Tennessee(7/22/2009)
RR
Texas(6/30/2005)
IAR
Texas(9/6/2017)
RR
Virginia(6/30/2005)
RR
Wyoming(3/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
