Thomas E. Beames
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Edward Beames, CFP®, who also goes by Thomas Edward Beames Jr, Thomas Edward Beames Jr., Thomas Edward Beames, Thomas Beames, Tom Beames, Tommy Beames, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1991. Thomas had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 26, 2019 - February 17, 2021
BB&T SECURITIES, LLC
December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
September 1, 2016 - August 13, 2021
TRUIST ADVISORY SERVICES, INC.
April 28, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
April 3, 2014 - August 13, 2021
TRUIST INVESTMENT SERVICES, INC.
June 18, 2012 - March 18, 2014
BB&T INVESTMENT SERVICES, INC.
June 5, 2012 - March 18, 2014
BB&T INVESTMENT SERVICES, INC.
April 15, 2011 - May 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 6, 2011 - May 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 4, 2001 - January 21, 2004
WELLS FARGO CLEARING SERVICES, LLC
May 24, 1995 - July 8, 1997
BOWLES HOLLOWELL CONNER & CO.
November 6, 1992 - July 8, 1997
BOWLES HOLLOWELL CONNER & CO.
March 11, 1992 - March 16, 1995
BOWLES HOLLOWELL CONNER & CO.
August 1, 1991 - February 27, 1992
IFMG SECURITIES, INC.
May 31, 1991 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
