PC
Paul R. Chisholm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Kenmore, NY 14217
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CRD#: 1943288
PC
Professional summary
Paul Robert Chisholm, who also goes by Paul R Chisholm, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Kenmore, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Williamsville, New York.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul R Chisholm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 25/TRADING. 06/26/17. 2.INSURANCE ASSOCIATES MARKETPLACE AGENCY INC, 3849 DELAWARE AVE, KENMORE, NY, 05/01/1993, Owner, Insurance/Benefits/Human Resources, INV REL, 10 HR/MO - 5 HR/MO TRADING 3.ELMLAWN CEMETARY AND CREMATORY, 3939 DELAWARE AVE, KENMORE, NY, 9/11/2013, BOARD MEMBER, NIR - 32/HR - 0/TRADING HR. 4.WNY PLANNED GIVING CONSORTIUM INC, PO BOX 1885 BUFFALO, NY, 1/01/2018 AS DIRECTOR. NIR - 20/YR - 1/TRADING. 5.PLAN ADMINISTRATORS OF NY, INC, 3849 DELAWARE AVE, KENMORE, NY PROPERTY OWNERSHIP AND BUSINESS CONSULTING, 05/03/93, NIR, OWNER, 10/WK- 0/TRADING 6.PLAN ADMINISTRATORS OF NY INC, 3849 DELAWARE AVE, KENMORE, NY, OWNER, REAL ESTATE RENTAL, 09/15, NIR, 40 HR/MO- 0/TRADING 7.ARMOR INSURANCE AGENCY, 3849 Delaware Ave, Kenmore NY 14217, United States, 05/01/2023, President, Insurance/Benefits/Human Resources, NIR, 18 HR/MO - 4 HR/MO TRADING 8.TYRPAK WEALTH STRATEGIES, 3849 Delaware Ave, Kenmore NY, 1/2023, USING A TRADE NAME/DBA FOR INVESTMENT SERVICES, INV REL, 120 HR/MO - 120 HR TRADING 9.BUSINESS HELPING BUSINESS, 3849 DELAWARE AVE, KENMORE NY 14217, 01/2024, TREASURER, NETWORKING, NIR, 10 HR/MO - 0 HR/MO TRADING. 10.JAMES V AND FAY P RYAN PARAMEDIC FOUNDATION, 169 SHERIDAN PARKSIDE DRIVE, TOWN OF TONAWANDA NY 14150, 01/2024, TREASURER, 501C3 FOUNDATION, NIR, 10 HR/MO - 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Robert Chisholm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2021 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3849 Delaware Ave., Kenmore, NY 14217RIA
CRD#: 134139
Kenmore, NY
Current
June 26, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6622 Main St Ste 6, Williamsville, NY 14221Office #2: 3849 Delaware Ave., Kenmore, NY 14217BD
CRD#: 39543
Williamsville, NY
Past
June 10, 2010 - July 11, 2017
INVESTACORP, INC.
BD
CRD#: 7684
WILLIAMSVILLE, NY
Past
July 23, 2003 - December 31, 2009
EQUITY SERVICES, INC.
BD
CRD#: 265
TONAWANDA, NY
Past
January 24, 1994 - July 1, 2003
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
October 9, 1991 - January 10, 1994
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
April 26, 1989 - October 15, 1991
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(6/26/2017)
RR
New York(6/26/2017)
IAR
New York(4/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Kenmore, NY 14217TRUST BUT VERIFY
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