Alexander M. Taliaferro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Murray Taliaferro, who also goes by Alec Taliaferro, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1989. Alexander had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2013 - June 12, 2014
MLV & CO. LLC
April 29, 2013 - August 15, 2013
MAXIM GROUP LLC
September 17, 2012 - April 18, 2013
AEGIS CAPITAL CORP.
March 10, 2011 - September 23, 2011
COWEN SECURITIES LLC
December 15, 2009 - March 8, 2011
NOBLE CAPITAL MARKETS, INC.
January 17, 1994 - August 23, 1999
CIBC WORLD MARKETS CORP.
June 19, 1992 - September 1, 1992
LEGG MASON WOOD WALKER, INCORPORATED
May 24, 1989 - December 20, 1989
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Exams
Current Firm
MLV & CO. LLC
CRD#: 150959 / SEC#: , 8-68331
Contact information
Documents
Red Flags
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