Mary C. Fitzgerald

FINANCIAL EDGE

San Antonio, TX

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CRD#: 1943079

Professional summary

Mary Catherine Fitzgerald, who also goes by Cathy Fitzgerald, is a registered financial advisor currently at FINANCIAL EDGE located in San Antonio, Texas.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Mary has worked at 3 firms and has passed the Series 63, Series 22, Series 2 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cathy Fitzgerald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MBA Financial Edge Inc, non-investment related, 860 Hebron Parkway Ste 602 Lewisville TX 75057, accounting and tax service, president, 8/14/1995, 30 hours per month, 30 hours per month during trading hours, preparing taxes. Mary Fitzgerald (sole prop), non-investment related, 860 Hebron Parkway Ste 602 Lewisville TX 75057, insurance sales, agent, 05/15/1991, 0 hrs per month, 0 hrs per month during trading hrs, sell insurance products. FitzFolly, Inc, non-investment related, 860 Hebron Parkway Ste 602 Lewisville TX 75057, property owner, president, 2/14/2008, 0 hrs per month, 0 hrs per month during trading hrs, handle financial records for the property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Catherine Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2003 - Present

FINANCIAL EDGE

RIA

CRD#: 114609

San Antonio, TX

Past

December 4, 1990 - December 6, 2006

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

PLANO, TX

Past

August 14, 1989 - December 11, 1990

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

WEST LONG BRANCH, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/24/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/1/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 11/29/1994

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 2

Date: 10/13/1989

Non-Member General Securities Examination

General Industry/Product Exam

Series 6

Date: 8/11/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL EDGE

CRD#: 114609 / SEC#: 801-60619

RIA

Registered Investment Advisory firm - (7/7/2008 Terminated)

Texas

Registered Investment Advisory firm - (7/16/1996 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

San Antonio, TX

Mailing Address

Phone number

(972) 459-5000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	154
AUM (Assets Under Management)	$ 48,052,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary C. Fitzgerald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Catherine Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL EDGE

AVANTAX INVESTMENT SERVICES, INC.

INVESTMENT ADVISORS & CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/1/1989

Series 22

Date: 11/29/1994

Series 2

Date: 10/13/1989

Series 6

Date: 8/11/1989

Current Firm

FINANCIAL EDGE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL EDGE

TRUST BUT VERIFY

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