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MN

Michael A. Nowatzki

SUPERIOR FINANCIAL SERVICES,INC.
Cedarburg, WI 53012-0494
Some features on this profile are disabled
CRD#: 1942580
MN

Professional summary

Michael Allan Nowatzki, CFP®, who also goes by Michael Nowatski, Michael A Nowatzki, Mike Nowatzki, is a registered financial professional currently at SUPERIOR FINANCIAL SERVICES,INC. located in Cedarburg, Wisconsin.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Nowatski | Michael A Nowatzki | Mike Nowatzki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Allan Nowatzki's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1999

Experience

Current

December 1, 2000 - Present

SUPERIOR FINANCIAL SERVICES,INC.

Office #1: W67 N222 Evergreen Blvd Suite 108, Cedarburg, WI 53012-0494
BD
CRD#: 104165
Cedarburg, WI
Past

January 4, 1995 - December 1, 2000

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

January 9, 1993 - December 31, 1994

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

February 2, 1990 - June 3, 1993

PLANNED INVESTMENTS INC.

BD
CRD#: 5066
ATLANTA, GA
Past

May 24, 1989 - February 13, 1990

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 5774

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Washington
(1/21/2019)
RR
Wisconsin
(12/1/2000)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/2/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/7/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/1989
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SUPERIOR FINANCIAL SERVICES,INC.
SUPERIOR FINANCIAL SERVICES, INC. | SUPERIOR FINANCIAL, INC | SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165 / SEC#: , 8-52618

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
N168 W21931 Main Street, Jackson, WI 53037
Mailing Address
Po Box 139, Jackson, WI 53037
Phone number
(262) 677-9036
Established
Wisconsin since 04/10/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAESE, DEBRA ANNVICE PRES/SECRETARY2273663
HAESE, WILLIAM REINHARDTPRES/TREAS/PRINC/FINOP/CCO1549272

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165Cedarburg, WI 53012-0494

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