PM
Patrick J. Mastin
CETERA INVESTMENT ADVISERS LLC
ROCHESTER, MN 55902
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CRD#: 1942219
PM
Professional summary
Patrick Jay Mastin, who also goes by Patrick Jay Matsin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Rochester, Minnesota and CETERA WEALTH SERVICES, LLC located in Minnetonka, Minnesota.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Patrick has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick Jay Matsin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, ANNUITIES; (2) NAME OF OTHER BUSINESS: BENNETT, MASTIN, KOSMACK, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES, STARTED 2/2017 POSITION/TITLE/RELATIONSHIP: PRESIDENT, APPROX NUMBER OF HOURS PER MONTH: 160, BRIEF DESCRIPTION OF DUTIES: SELL FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: MASTIN FINANCIAL INC.; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2010 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APPROX NUMBER OF HOURS PER MONTH: LESS THAN 5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR TAXATION PURPOSES FROM SECURITIES BUSINESS ; (4) NAME OF OTHER BUSINESS: PATRICK MASTIN; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: .25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL HOME;
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Jay Mastin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 130 23rd Ave Sw, Rochester, MN 55902Office #2: 500 Main St Ste 100, New Brighton, MN 55112Office #3: 130 Cheshire Ln Suite 105, Minnetonka, MN 55305RIA
CRD#: 105644
ROCHESTER, MN
Current
October 4, 1999 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 Cheshire Ln Suite 105, Minnetonka, MN 55305Office #2: 130 23rd Ave Sw, Rochester, MN 55902Office #3: 500 Main St Ste 100, New Brighton, MN 55112BD
CRD#: 13572
Minnetonka, MN
Past
February 15, 2012 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
PRIOR LAKE, MN
Past
August 29, 1996 - October 12, 1999
BANCNORTH INVESTMENT GROUP, INC.
BD
CRD#: 31299
ST. CLOUD, MN
Past
January 11, 1994 - October 4, 1999
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Past
January 2, 1991 - January 12, 1994
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
May 7, 1990 - December 31, 1990
CENTURY INVESTORS OF AMERICA, INC.
BD
CRD#: 5322
Past
April 21, 1989 - April 30, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
April 21, 1989 - April 30, 1990
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/13/2025)
RR
California(9/12/2019)
RR
Florida(8/14/2024)
RR
Iowa(10/5/1999)
RR
Minnesota(10/4/1999)
IAR
Minnesota(6/29/2023)
RR
Texas(1/3/2018)
IAR
Texas(6/29/2023)
RR
Wisconsin(10/4/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Rochester, MN 55902TRUST BUT VERIFY
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Contact information
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